Filing Details
- Accession Number:
- 0001127602-23-019292
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-06-22 18:35:41
- Reporting Period:
- 2023-06-20
- Accepted Time:
- 2023-06-22 18:35:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1840292 | Heliogen Inc. | HLGN | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1608295 | Kelly Rosser | C/O Heliogen, Inc. 130 West Union St Pasadena CA 91103 | Interim Cfo, And Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-06-20 | 2,238 | $0.23 | 562,062 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
- Includes 14,300 shares purchased on May 15, 2023 under the Heliogen, Inc. 2021 Employee Stock Purchase Plan.
Billionaire Hedge Funds
