Filing Details
- Accession Number:
- 0001628280-23-023139
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-06-22 16:33:00
- Reporting Period:
- 2023-01-20
- Accepted Time:
- 2023-06-22 16:33:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1639438 | Cava Group Inc. | CAVA | Retail-Eating Places (5812) | 473426661 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1966363 | Theodoros Xenohristos | C/O Cava Group, Inc. 14 Ridge Square Nw, Suite 500 Washington DC 20016 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-01-20 | 918 | $9.58 | 8,619 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2023-04-03 | 6,993 | $0.00 | 15,612 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2023-05-22 | 78,342 | $0.00 | 93,954 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2023-06-20 | 455,775 | $0.00 | 549,729 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2023-06-20 | 25,568 | $0.00 | 575,297 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2023-06-20 | 4,500 | $22.00 | 4,500 | No | 4 | P | Indirect | By Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | A | Direct | |
No | 4 | P | Indirect | By Spouse |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (right to buy) | Acquisiton | 2023-04-03 | 14,418 | $0.00 | 14,418 | $9.58 |
Common Stock | Series A Preferred Stock | Disposition | 2023-06-20 | 455,775 | $0.00 | 455,775 | $0.00 |
Common Stock | Stock Options (right to buy) | Acquisiton | 2023-06-20 | 50,268 | $0.00 | 50,268 | $22.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
14,418 | 2033-04-03 | No | 4 | A | Direct | |
0 | No | 4 | M | Direct | ||
50,268 | 2033-06-14 | No | 4 | A | Direct |
Footnotes
- Represents shares that have been withheld by CAVA Group, Inc. (the "Issuer") to satisfy the tax withholding obligations in connection with the net settlement of restricted stock units ("RSUs").
- The number of shares of common stock, par value $0.0001 per share (the "Common Stock"), of the Issuer reported in this Form 4 reflects the 3-for-1 forward stock split of Common Stock (the "Stock Split"), which became effective on June 2, 2023 in connection with the Issuer's initial public offering (the "IPO").
- Includes unvested RSUs.
- On April 3, 2023 reporting person was granted RSUs which vest in four equal annual installments commencing on January 24, 2024. Each RSU represents a contingent right to receive one share of Common Stock upon settlement. Such securities were originally included on the Form 3 filed by the reporting person on June 15, 2023.
- On May 22, 2023 reporting person was granted RSUs which vest in four equal annual installments commencing on May 8, 2024. Each RSU represents a contingent right to receive one share of Common Stock upon settlement. Such securities were originally included on the Form 3 filed by the reporting person on June 15, 2023.
- Upon closing of the Issuer's IPO, each share of Series A Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into shares of Common Stock on a one for one basis. These shares of Series A Preferred Stock had no expiration date.
- Reflects a grant of RSUs which vest in four equal annual installments commencing on June 14, 2024. Each RSU represents a contingent right to receive one share of Common Stock upon settlement.
- On April 3, 2023 reporting person was granted options to purchase shares of Common Stock which vest in four equal annual installments commencing on January 24, 2024. Such securities were originally included on the Form 3 filed by the reporting person on June 15, 2023. Reflects the Stock Split.
- Reflects a grant of options to purchase shares of Common Stock which vest in four equal annual installments commencing on June 14, 2024.