Filing Details
- Accession Number:
- 0001437749-23-017887
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-06-20 18:21:21
- Reporting Period:
- 2023-06-16
- Accepted Time:
- 2023-06-20 18:21:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1035976 | Fncb Bancorp Inc. | FNCB | National Commercial Banks (6021) | 232900790 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1949212 | P James Chiaro | C/O Fncb 102 E. Drinker St. Dunmore PA 18512 | Evp/Chief Inv Services Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-06-16 | 17 | $6.21 | 1,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2023-06-16 | 604 | $6.25 | 983 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2023-06-16 | 379 | $6.22 | 379 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 25,384 | Indirect | By Chiaro Investment Services, LLC |
Footnotes
- Represents shares held by Mr. Chiaro individually.
- Reflects restricted shares of Issuer's common stock issued in connection with the purchase of substantially all of the assets of Chiaro Investment Services, LLC pursuant to the Asset Purchase Agreement dated September 30, 2022 and consummated on the same date ("Purchase Agreement"). The restricted shares of common stock will be released based on the achievement of quarterly net commissions and fees in accordance with a schedule set forth in the Purchase Agreement. Any shares not eligible to be released by August 15, 2027 will be forfeited and canceled.