Filing Details
- Accession Number:
- 0001062993-23-013876
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-06-20 18:18:21
- Reporting Period:
- 2023-06-15
- Accepted Time:
- 2023-06-20 18:18:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1645590 | Hewlett Packard Enterprise Co | HPE | Wholesale-Computers & Peripheral Equipment & Software (5045) | 473298624 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1812556 | B Neil Macdonald | C/O Hewlett Packard Enterprise Company 1701 E Mossy Oaks Road Spring TX 77389 | Evp, Gm Of Compute | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-06-15 | 5,668 | $8.83 | 73,412 | No | 4 | M | Direct | |
Common Stock | Disposition | 2023-06-15 | 5,668 | $17.00 | 67,744 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-06-15 | 5,668 | $0.00 | 5,668 | $8.83 |
Common Stock | Restricted Stock Units | Acquisiton | 2023-01-13 | 306 | $0.00 | 306 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2023-01-13 | 965 | $0.00 | 965 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2023-01-13 | 2,049 | $0.00 | 2,049 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-12-09 | 2023-12-09 | No | 4 | M | Direct |
22,318 | No | 4 | A | Direct | ||
68,142 | No | 4 | A | Direct | ||
140,171 | No | 4 | A | Direct |
Footnotes
- The total beneficial ownership includes the acquisition of 8.3770 shares at $16.2639 per share received on 01/18/23 through dividends paid in shares, and 8.5790 shares at $15.9990 per share received on 04/18/23 through dividends paid in shares.
- This option became exercisable beginning on this date and is fully vested.
- This option is no longer exercisable beginning on this date.
- Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- As previously reported, on 12/10/20 the reporting person was granted 61,881 restricted stock units ("RSUs"), 20,627 of which vested on 12/10/21, 20,627 of which vested on 12/10/22, and 20,627 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 150.47050 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23 and 155.57760 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.
- As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 474.31000 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23 and 490.40850 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.
- As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,007.57690 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23 and 1,041.77500 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.