Filing Details
- Accession Number:
- 0000899243-23-015986
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-06-20 17:04:39
- Reporting Period:
- 2023-06-15
- Accepted Time:
- 2023-06-20 17:04:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1274737 | Exagen Inc. | XGN | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1230641 | L L James Tullis | 11770 Us Highway One, Suite 503 Palm Beach Gardens FL 33408 | No | No | Yes | No | |
1746842 | Tullis Growth Fund Ii, L.p. | 11770 Us Highway One, Suite 503 Palm Beach Gardens, FL 33408 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-06-15 | 167 | $3.11 | 1,515,839 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 21,348 | Direct | |
Common Stock | 1,431 | Indirect | By Spouse |
Common Stock | 4,537 | Indirect | By Trust |
Footnotes
- The transaction reported herein was effected by Tullis Growth Fund II, L.P. ("Tullis Growth II").
- The shares reported on this form are held of record by Tullis-Dickerson Capital Focus III, L.P. ("Tullis"), Tullis Growth Fund, L.P. ("Tullis Growth") and Tullis Growth II. Tullis-Dickerson Partners III, LLC ("Tullis Partners") is the general partner of Tullis and may be deemed to beneficially own the securities held by Tullis. Tullis Growth Partners, LLC and Tullis Growth Partners II, LLC are the general partners of Tullis Growth and Tullis Growth II, respectively, and may be deemed to beneficially own the securities held by Tullis Growth and Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis, Tullis Growth and Tullis Growth II.