Filing Details
- Accession Number:
- 0001437749-11-004552
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-05 21:46:28
- Reporting Period:
- 2011-07-01
- Filing Date:
- 2011-07-05
- Accepted Time:
- 2011-07-05 21:46:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1106851 | Omnivision Technologies Inc | OVTI | Semiconductors & Related Devices (3674) | 770401990 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1390322 | Hoi-Fung Anson Chan | 4275 Burton Drive Santa Clara CA 95054 | Cfo/Vp Of Finance | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-07-01 | 50,000 | $16.89 | 64,957 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-07-01 | 50,000 | $35.00 | 14,957 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-07-01 | 10,667 | $0.00 | 25,624 | No | 4 | C | Direct | |
| Common Stock | Disposition | 2011-07-01 | 3,914 | $34.80 | 21,710 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2011-07-01 | 50,000 | $0.00 | 50,000 | $16.89 |
| Common Stock | Restricted Stock Units | Disposition | 2011-07-01 | 5,334 | $0.00 | 5,334 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2011-07-01 | 5,333 | $0.00 | 5,333 | $0.00 |
| Common Stock | Stock Option | Acquisiton | 2011-07-01 | 39,000 | $0.00 | 39,000 | $34.80 |
| Common Stock | Restricted Stock Units | Acquisiton | 2011-07-01 | 18,750 | $0.00 | 18,750 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 150,000 | 2007-07-17 | 2016-08-14 | No | 4 | M | Direct |
| 10,666 | No | 4 | C | Direct | ||
| 5,333 | No | 4 | C | Direct | ||
| 39,000 | 2012-07-01 | 2018-07-01 | No | 4 | A | Direct |
| 18,750 | No | 4 | A | Direct |
Footnotes
- Pursuant to a 10b-5 Plan effective March 16, 2011.
- Represents the par value of OVTI's common stock
- One-Third of the Restricted Stock Units will vest on the first anniversary of the Vesting Commencement Date, and one-third of the Restricted Stock Units will vest on each of the second and third anniversaries of the Vesting Commencement Date, provided, however, that in each case Participant remains a Service Provider through each vesting date.
- 1/4th of the shares underlying the options become vested and exercisable one year from the date of grant and 1/48th of the shares underlying the options become exercisable each month thereafter.
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