Filing Details

Accession Number:
0001181431-11-039924
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-07-05 19:20:28
Reporting Period:
2011-07-05
Filing Date:
2011-07-05
Accepted Time:
2011-07-05 19:20:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366684 Homeaway Inc AWAY Services-Computer Processing & Data Preparation (7374) 200970381
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1232296 C Joseph Aragona 300 West 6Th St.,
Suite 2300
Austin TX 78701
No No Yes No
1250010 P Kenneth Deangelis 300 West 6Th St., Suite 2300
Austin TX 78701
No No Yes No
1252914 D John Thornton 300 West 6Th St., Suite 2300
Austin TX 78701
No No Yes No
1278614 A Christopher Pacitti 300 West 6Th St., Suite 2300
Austin TX 78701
No No Yes No
1414028 S Philip Siegel 300 West 6Th St., Suite 2300
Austin TX 78701
Yes No Yes No
1447073 Austin Ventures X Lp 300 West 6Th St., Suite 2300
Austin TX 78701
No No Yes No
1522196 Av Partners X, L.l.c. 300 West 6Th St., Suite 2300
Austin TX 78701
No No Yes No
1522197 Av Partners X, L.p. 300 West 6Th St., Suite 2300
Austin TX 78701
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-07-05 27,488 $25.11 272,812 No 4 S Direct
Common Stock Acquisiton 2011-07-05 847,556 $0.00 847,556 No 4 C Indirect By Austin Ventures X, L.P.
Common Stock Acquisiton 2011-07-05 2,188 $0.01 2,188 No 4 X Indirect By Entrepreneurs Foundation & Idea Network
Common Stock Disposition 2011-07-05 2,188 $25.11 0 No 4 S Indirect By Entrepreneurs Foundation & Idea Network
Series A Redeemable Preferred Stock Disposition 2011-07-05 32,598 $0.00 0 No 4 J Direct
Series B Redeemable Preferred Stock Disposition 2011-07-05 22,811 $0.00 0 No 4 J Direct
Series A Redeemable Preferred Stock Disposition 2011-07-05 168,105 $0.00 0 No 4 J Indirect By Austin Ventures X, L.P.
Series B Redeemable Preferred Stock Disposition 2011-07-05 10,733 $0.00 0 No 4 J Indirect By Austin Ventures X, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 C Indirect By Austin Ventures X, L.P.
No 4 X Indirect By Entrepreneurs Foundation & Idea Network
No 4 S Indirect By Entrepreneurs Foundation & Idea Network
No 4 J Direct
No 4 J Direct
No 4 J Indirect By Austin Ventures X, L.P.
No 4 J Indirect By Austin Ventures X, L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant to Purchase Common Stock Disposition 2011-07-05 2,188 $0.00 2,188 $0.01
Common Stock Series C Convertible Preferred Stock Disposition 2011-07-05 847,556 $0.00 847,556 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,562 2005-11-30 2015-11-30 No 4 X Indirect
0 No 4 C Indirect
Footnotes
  1. The Series C Convertible Preferred Stock, which was previously convertible at any time and had no expiration date, converted into HomeAway, Inc. common stock on a one-for-one basis.
  2. Shares held directly by Austin Ventures X, L.P. ("AV X"). AV Partners X, L.P. ("AVP X LP"), the general partner of AV X, and AV Partners X, L.L.C. ("AVP X LLC"), the general partner of AVP X, LP, may be deemed to have sole voting and dispositive power over the shares held by AV X. Joseph C. Aragona, Kenneth P. DeAngelis, John D. Thornton, Christopher A. Pacitti and Philip S. Siegel are members of AVP X LLC and may be deemed to share voting and dispositive power over the shares held by AV X. Such persons and entities disclaim beneficial ownership of the shares held by AV X except to the extent of any pecuniary interest therein.
  3. Shares held directly by Entrepreneurs Foundation & Idea Network. Philip S. Siegel, the Designated Filer, and each of Bill Bock, Jeff Browning, Scott Collier, Elizabeth Davis, David Hood, Paul Hurdlow, David Lee, Jan Lindelow, Eugene Sepulveda and Ellen Wood are members of the board of directors of the Entrepreneurs Foundation & Idea Network, and each may be deemed the beneficial owner of the reported shares of this entity, but the Designated Filer disclaims beneficial ownership in the shares held, except to the extent of any indirect pecuniary interest therein.
  4. The reported securities were mandatorily redeemable by HomeAway, Inc. upon the closing of its initial public offering and were accordingly redeemed by HomeAway, Inc. at a price equal to $1.40 per share plus an additional amount equal to the accumulated dividends on such shares for aggregate proceeds of $68,890.72 to Philip S. Siegel and $356,308.91 to AV X.
  5. The reported securities were mandatorily redeemable by HomeAway, Inc. upon the closing of its initial public offering and were accordingly redeemed by HomeAway, Inc. at a price equal to $2.00 per share plus an additional amount equal to the accumulated dividends on such shares for aggregate proceeds of $64,280.77 to Philip S. Siegel and $30,245.30 to AV X.