Filing Details
- Accession Number:
- 0001181431-11-039924
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-05 19:20:28
- Reporting Period:
- 2011-07-05
- Filing Date:
- 2011-07-05
- Accepted Time:
- 2011-07-05 19:20:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1366684 | Homeaway Inc | AWAY | Services-Computer Processing & Data Preparation (7374) | 200970381 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1232296 | C Joseph Aragona | 300 West 6Th St., Suite 2300 Austin TX 78701 | No | No | Yes | No | |
1250010 | P Kenneth Deangelis | 300 West 6Th St., Suite 2300 Austin TX 78701 | No | No | Yes | No | |
1252914 | D John Thornton | 300 West 6Th St., Suite 2300 Austin TX 78701 | No | No | Yes | No | |
1278614 | A Christopher Pacitti | 300 West 6Th St., Suite 2300 Austin TX 78701 | No | No | Yes | No | |
1414028 | S Philip Siegel | 300 West 6Th St., Suite 2300 Austin TX 78701 | Yes | No | Yes | No | |
1447073 | Austin Ventures X Lp | 300 West 6Th St., Suite 2300 Austin TX 78701 | No | No | Yes | No | |
1522196 | Av Partners X, L.l.c. | 300 West 6Th St., Suite 2300 Austin TX 78701 | No | No | Yes | No | |
1522197 | Av Partners X, L.p. | 300 West 6Th St., Suite 2300 Austin TX 78701 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-07-05 | 27,488 | $25.11 | 272,812 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-07-05 | 847,556 | $0.00 | 847,556 | No | 4 | C | Indirect | By Austin Ventures X, L.P. |
Common Stock | Acquisiton | 2011-07-05 | 2,188 | $0.01 | 2,188 | No | 4 | X | Indirect | By Entrepreneurs Foundation & Idea Network |
Common Stock | Disposition | 2011-07-05 | 2,188 | $25.11 | 0 | No | 4 | S | Indirect | By Entrepreneurs Foundation & Idea Network |
Series A Redeemable Preferred Stock | Disposition | 2011-07-05 | 32,598 | $0.00 | 0 | No | 4 | J | Direct | |
Series B Redeemable Preferred Stock | Disposition | 2011-07-05 | 22,811 | $0.00 | 0 | No | 4 | J | Direct | |
Series A Redeemable Preferred Stock | Disposition | 2011-07-05 | 168,105 | $0.00 | 0 | No | 4 | J | Indirect | By Austin Ventures X, L.P. |
Series B Redeemable Preferred Stock | Disposition | 2011-07-05 | 10,733 | $0.00 | 0 | No | 4 | J | Indirect | By Austin Ventures X, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | C | Indirect | By Austin Ventures X, L.P. |
No | 4 | X | Indirect | By Entrepreneurs Foundation & Idea Network |
No | 4 | S | Indirect | By Entrepreneurs Foundation & Idea Network |
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Indirect | By Austin Ventures X, L.P. |
No | 4 | J | Indirect | By Austin Ventures X, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant to Purchase Common Stock | Disposition | 2011-07-05 | 2,188 | $0.00 | 2,188 | $0.01 |
Common Stock | Series C Convertible Preferred Stock | Disposition | 2011-07-05 | 847,556 | $0.00 | 847,556 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,562 | 2005-11-30 | 2015-11-30 | No | 4 | X | Indirect |
0 | No | 4 | C | Indirect |
Footnotes
- The Series C Convertible Preferred Stock, which was previously convertible at any time and had no expiration date, converted into HomeAway, Inc. common stock on a one-for-one basis.
- Shares held directly by Austin Ventures X, L.P. ("AV X"). AV Partners X, L.P. ("AVP X LP"), the general partner of AV X, and AV Partners X, L.L.C. ("AVP X LLC"), the general partner of AVP X, LP, may be deemed to have sole voting and dispositive power over the shares held by AV X. Joseph C. Aragona, Kenneth P. DeAngelis, John D. Thornton, Christopher A. Pacitti and Philip S. Siegel are members of AVP X LLC and may be deemed to share voting and dispositive power over the shares held by AV X. Such persons and entities disclaim beneficial ownership of the shares held by AV X except to the extent of any pecuniary interest therein.
- Shares held directly by Entrepreneurs Foundation & Idea Network. Philip S. Siegel, the Designated Filer, and each of Bill Bock, Jeff Browning, Scott Collier, Elizabeth Davis, David Hood, Paul Hurdlow, David Lee, Jan Lindelow, Eugene Sepulveda and Ellen Wood are members of the board of directors of the Entrepreneurs Foundation & Idea Network, and each may be deemed the beneficial owner of the reported shares of this entity, but the Designated Filer disclaims beneficial ownership in the shares held, except to the extent of any indirect pecuniary interest therein.
- The reported securities were mandatorily redeemable by HomeAway, Inc. upon the closing of its initial public offering and were accordingly redeemed by HomeAway, Inc. at a price equal to $1.40 per share plus an additional amount equal to the accumulated dividends on such shares for aggregate proceeds of $68,890.72 to Philip S. Siegel and $356,308.91 to AV X.
- The reported securities were mandatorily redeemable by HomeAway, Inc. upon the closing of its initial public offering and were accordingly redeemed by HomeAway, Inc. at a price equal to $2.00 per share plus an additional amount equal to the accumulated dividends on such shares for aggregate proceeds of $64,280.77 to Philip S. Siegel and $30,245.30 to AV X.