Home > Insider Trading > Filing (0001140361-23-030087)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1616533	Smart Global Holdings Inc.	SGH	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1344018	A Jack Pacheco	C/O Smart Global Holdings, Inc. 39870 Eureka Drive Newark CA 94560	Evp, Coo, Pres, Mem Solutions	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Ordinary Shares	Acquisiton	2023-06-13	10,000	$9.20	215,511	No	4	M	Direct
Ordinary Shares	Acquisiton	2023-06-13	5,000	$10.78	220,511	No	4	M	Direct
Ordinary Shares	Disposition	2023-06-13	15,000	$25.00	205,511	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Ordinary Shares	Employee Stock Option (right to buy)	Disposition	2023-06-13	10,000	$0.00	10,000	$9.20
Ordinary Shares	Employee Stock Option (right to buy)	Disposition	2023-06-13	5,000	$0.00	5,000	$10.78

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
102,500		2030-03-12	No	4	M	Direct
75,000		2029-01-22	No	4	M	Direct

Footnotes

The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on January 13, 2023.
This transaction was executed in multiple trades at prices ranging from $25.00 to $25.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vest monthly and become exercisable over three years beginning March 12, 2021.
The option vested and became exercisable as to 25% on January 1, 2020, and the remaining shares vest monthly and become exercisable over three years beginning January 1, 2020.
On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.