Filing Details
- Accession Number:
- 0001209191-23-037276
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-06-15 14:41:09
- Reporting Period:
- 2023-06-13
- Accepted Time:
- 2023-06-15 14:41:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1786108 | Trinity Capital Inc. | TRIN | () | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1796067 | E. Ronald Estes | C/O Trinity Capital Inc. 1 N. 1St Street, 3Rd Floor Phoenix AZ 85004 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-06-13 | 365 | $13.35 | 23,007 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2023-06-14 | 500 | $13.25 | 23,507 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2023-06-14 | 3,799 | $0.00 | 27,306 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 620 | Indirect | By The Estes Revocable Trust, dated January 12, 1990 |
Footnotes
- Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 14, 2024 or (2) the date immediately preceding the next annual meeting of stockholders.
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