Filing Details

Accession Number:
0001437749-23-017488
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-06-14 21:16:09
Reporting Period:
2023-06-12
Accepted Time:
2023-06-14 21:16:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1757715 Aterian Inc. ATER Electric Housewares & Fans (3634) 831739858
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1778024 A Joseph Risico 350 Springfield Avenue Suite #200
New Jersey NJ 07901
Chief Legal Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-06-12 958,410 $0.00 1,442,055 No 4 A Direct
Common Stock Disposition 2023-06-12 58,580 $0.51 1,383,475 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Footnotes
  1. Comprised of 924,437 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting and 33,973 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that vested in full on June 12, 2023.
  2. Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.50 to $0.56, inclusive. The Reporting Person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.