Filing Details
- Accession Number:
- 0000899140-23-000735
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-06-14 20:55:05
- Reporting Period:
- 2023-06-12
- Accepted Time:
- 2023-06-14 20:55:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1350653 | Alphatec Holdings Inc. | ATEC | Surgical & Medical Instruments & Apparatus (3841) | 202463898 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1427470 | Paul Segal | C/O Ls Power Development, Llc 1700 Broadway, 35Th Floor New York NY 10019 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-06-12 | 71,329 | $15.15 | 100,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 11,081,538 | Indirect | See footnote |
Footnotes
- Paul Segal directly (through his position as manager of L-5 Healthcare Partners, LLC ("L-5")) may be deemed to control L-5 and to have shared voting and investment power with respect to the shares beneficially owned by L-5. As such, Mr. Segal may be deemed to have shared beneficial ownership of the shares beneficially owned by L-5. Mr. Segal, however, disclaims beneficial ownership of such shares, except to the extent of his indirect pecuniary interest therein.
- Solely for purposes of Section 16 of the Exchange Act, Mr. Segal and L-5 may be deemed to be directors-by-deputization as a result of the service of Mr. Bakst on the board of directors of the Issuer.