Filing Details
- Accession Number:
- 0001062993-23-013588
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-06-14 18:22:27
- Reporting Period:
- 2023-06-12
- Accepted Time:
- 2023-06-14 18:22:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1645590 | Hewlett Packard Enterprise Co | HPE | Wholesale-Computers & Peripheral Equipment & Software (5045) | 473298624 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1651113 | Tarek Robbiati | C/O Hewlett Packard Enterprise Company 1701 E Mossy Oaks Road Spring TX 77389 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-06-12 | 159,180 | $16.01 | 159,073 | No | 4 | S | Indirect | by The Robbiati Family Trust dated 02/04/20 |
Common Stock | Disposition | 2023-06-13 | 159,073 | $16.53 | 0 | No | 4 | S | Indirect | by The Robbiati Family Trust dated 02/04/20 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | by The Robbiati Family Trust dated 02/04/20 |
No | 4 | S | Indirect | by The Robbiati Family Trust dated 02/04/20 |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Acquisiton | 2023-01-13 | 624 | $0.00 | 624 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2023-01-13 | 903 | $0.00 | 903 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2023-01-13 | 1,929 | $0.00 | 1,929 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2023-01-13 | 3,188 | $0.00 | 3,188 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
48,696 | No | 4 | A | Direct | ||
65,839 | No | 4 | A | Direct | ||
136,284 | No | 4 | A | Direct | ||
218,044 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 0 | Direct |
Footnotes
- The total direct beneficial ownership reflects a decrease of 287,070 due to the transfer into the Robbiati Family Trust dated 02/04/20 on 12/20/22.
- The total indirect beneficial ownership reflects an increase of 287,070 shares due to the transfer of the shares previously reported as being held directly by the reporting person into the Robbiati Family Trust dated 02/04/20 on 12/20/22.
- The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.00 to $16.04. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.50 to $16.575. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- As previously reported, on 09/19/18, the reporting person was granted 210,337 restricted stock units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which vested on 09/19/21, 42,067 of which vested on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 306.8790 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 317.2948 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.
- As previously reported, on 12/10/20 the reporting person was granted 182,550 RSUs, 60,850 of which vested on 12/10/21, 60,850 of which vested on 12/10/22, and 60,850 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 443.8906 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 458.9566 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.
- As previously reported, on 12/09/21 the reporting person was granted 195,059 RSUs, 65,019 of which vested on 12/09/22, and 65,020 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 948.6201 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 980.8171 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.
- As previously reported, on 12/08/22, the reporting person was granted 214,856 RSUs, 71,618 of which will vest on 12/08/23, and 71,619 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,567.3386 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 1,620.5355 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.