Filing Details

Accession Number:
0001062993-23-013588
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-06-14 18:22:27
Reporting Period:
2023-06-12
Accepted Time:
2023-06-14 18:22:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1645590 Hewlett Packard Enterprise Co HPE Wholesale-Computers & Peripheral Equipment & Software (5045) 473298624
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1651113 Tarek Robbiati C/O Hewlett Packard Enterprise Company
1701 E Mossy Oaks Road
Spring TX 77389
Evp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-06-12 159,180 $16.01 159,073 No 4 S Indirect by The Robbiati Family Trust dated 02/04/20
Common Stock Disposition 2023-06-13 159,073 $16.53 0 No 4 S Indirect by The Robbiati Family Trust dated 02/04/20
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect by The Robbiati Family Trust dated 02/04/20
No 4 S Indirect by The Robbiati Family Trust dated 02/04/20
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2023-01-13 624 $0.00 624 $0.00
Common Stock Restricted Stock Units Acquisiton 2023-01-13 903 $0.00 903 $0.00
Common Stock Restricted Stock Units Acquisiton 2023-01-13 1,929 $0.00 1,929 $0.00
Common Stock Restricted Stock Units Acquisiton 2023-01-13 3,188 $0.00 3,188 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
48,696 No 4 A Direct
65,839 No 4 A Direct
136,284 No 4 A Direct
218,044 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 0 Direct
Footnotes
  1. The total direct beneficial ownership reflects a decrease of 287,070 due to the transfer into the Robbiati Family Trust dated 02/04/20 on 12/20/22.
  2. The total indirect beneficial ownership reflects an increase of 287,070 shares due to the transfer of the shares previously reported as being held directly by the reporting person into the Robbiati Family Trust dated 02/04/20 on 12/20/22.
  3. The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.00 to $16.04. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
  4. The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.50 to $16.575. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
  5. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
  6. As previously reported, on 09/19/18, the reporting person was granted 210,337 restricted stock units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which vested on 09/19/21, 42,067 of which vested on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 306.8790 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 317.2948 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.
  7. As previously reported, on 12/10/20 the reporting person was granted 182,550 RSUs, 60,850 of which vested on 12/10/21, 60,850 of which vested on 12/10/22, and 60,850 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 443.8906 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 458.9566 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.
  8. As previously reported, on 12/09/21 the reporting person was granted 195,059 RSUs, 65,019 of which vested on 12/09/22, and 65,020 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 948.6201 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 980.8171 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.
  9. As previously reported, on 12/08/22, the reporting person was granted 214,856 RSUs, 71,618 of which will vest on 12/08/23, and 71,619 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,567.3386 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 1,620.5355 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.