Filing Details
- Accession Number:
- 0001062993-23-013519
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-06-14 16:15:34
- Reporting Period:
- 2023-06-12
- Accepted Time:
- 2023-06-14 16:15:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1840292 | Heliogen Inc. | HLGN | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1751631 | Prime Movers Lab Fund I Lp | P.o. Box 12829 Jackson WY 83002 | No | No | Yes | No | |
1839170 | Heliogen Pml Spv 1 Lp | P.o. Box 12829 Jackson WY 83002 | No | No | Yes | No | |
1875411 | Dakin Sloss | P.o. Box 12829 Jackson WY 83002 | No | No | Yes | No | |
1937419 | Prime Movers Lab Gp I Llc | P.o. Box 12829 Jackson WY 83002 | No | No | Yes | No | |
1937460 | Prime Movers Lab Gp Ii Llc | P.o. Box 12829 Jackson WY 83002 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-06-12 | 275,000 | $0.20 | 13,402,320 | No | 4 | S | Indirect | Held by Prime Movers Lab Fund I LP |
Common Stock | Disposition | 2023-06-13 | 2,925,000 | $0.20 | 10,477,320 | No | 4 | S | Indirect | Held by Prime Movers Lab Fund I LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Held by Prime Movers Lab Fund I LP |
No | 4 | S | Indirect | Held by Prime Movers Lab Fund I LP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,668,457 | Indirect | Held by Heliogen PML SPV 1 LP |
Footnotes
- Held by Prime Movers Lab Fund I LP ("PML"). Prime Movers Lab GP I LLC ("PML GP") is the general partner of PML.
- Held by Heliogen PML SPV 1 LP ("Heliogen PML"). Prime Movers Lab GP II LLC ("PML GP II") is the general partner of Heliogen PML.
- Dakin Sloss is the manager of PML GP and PML GP II and as a result may be deemed to have or share beneficial ownership the securities held by PML and Heliogen PML. Mr. Sloss disclaims any beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein.
- The price of $0.2035 per share represents a weighted average of purchase prices ranging from $0.1985 to $0.2231 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
- The price of $0.1997 per share represents a weighted average of purchase prices ranging from $0.1910 to $0.2101 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.