Filing Details
- Accession Number:
- 0001929354-23-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-06-14 16:14:07
- Reporting Period:
- 2023-06-12
- Accepted Time:
- 2023-06-14 16:14:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1534120 | Avalo Therapeutics Inc. | AVTX | Pharmaceutical Preparations (2834) | 450705648 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1929354 | Ltd. Management Capital Caissa | Palm Grove House Wickhams Cay 1 Road Town Tortola D8 VG1110 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-06-12 | 2,149 | $4.34 | 1,402,790 | No | 4 | P | Indirect | See Footnote (1) |
Common Stock | Acquisiton | 2023-06-13 | 8,750 | $3.82 | 1,411,540 | No | 4 | P | Indirect | See Footnote (1) |
Common Stock | Acquisiton | 2023-06-14 | 6,000 | $3.48 | 1,417,540 | No | 4 | P | Indirect | See Footnote (1) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote (1) |
No | 4 | P | Indirect | See Footnote (1) |
No | 4 | P | Indirect | See Footnote (1) |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 182,300 | Direct |
Footnotes
- Shares held by Caissa Capital Management Ltd, a British Virgin Islands company controlled by Mr. Golestaneh.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.125 to $4.47, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.7 to $3.83, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.245 to $3.55, inclusive.
- These shares are directly owned by Mr. Golestaneh in his personal capacity.