Filing Details

Accession Number:
0000899243-23-015529
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-06-14 16:13:56
Reporting Period:
2021-11-15
Accepted Time:
2023-06-14 16:13:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1278752 Midcap Financial Investment Corp MFIC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1256241 J John Hannan C/O Midcap Financial Investment
Corporation, 9 West 57Th Street
New York NY 10019
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class I Common Shares Of Beneficial Interest Acquisiton 2021-11-15 50,000 $13.03 50,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class I Common Shares Of Beneficial Interest 62,739 Indirect Shares held by John J. Hannan Family Trust dated 9/30/92, Judith Hannan, Trustee
Footnotes
  1. The price reported in Column 4 is a weighted average price. These Class I Common Shares of Beneficial Interest ("Common Shares") of Midcap Financial Investment Corporation (the "Issuer") were purchased in multiple transactions ranging from $13.00 to $13.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares purchased at each separate price in the range set forth in this footnote.