Filing Details
- Accession Number:
- 0001209191-23-036903
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-06-13 21:50:56
- Reporting Period:
- 2023-05-25
- Accepted Time:
- 2023-06-13 21:50:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1800682 | Cano Health Inc. | CANO | Services-Offices & Clinics Of Doctors Of Medicine (8011) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1865481 | Richard Aguilar | Cano Health, Inc. 9725 Nw 117Th Avenue Miami FL 33178 | Chief Clinical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2023-05-25 | 675,940 | $0.00 | 1,889,924 | No | 4 | C | Direct | |
| Class A Common Stock | Acquisiton | 2023-05-25 | 600,000 | $0.00 | 600,000 | No | 4 | C | Indirect | See Note |
| Class A Common Stock | Disposition | 2023-06-07 | 400,000 | $1.32 | 1,489,924 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2023-06-08 | 600,000 | $0.00 | 0 | No | 4 | G | Indirect | See Note |
| Class A Common Stock | Acquisiton | 2023-06-08 | 600,000 | $0.00 | 2,089,924 | No | 5 | G | Direct | |
| Class A Common Stock | Disposition | 2023-06-08 | 275,940 | $1.29 | 1,813,984 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2023-06-09 | 100,000 | $1.38 | 1,713,984 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2023-06-12 | 500,000 | $1.42 | 1,213,984 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | C | Indirect | See Note |
| No | 4 | S | Direct | |
| No | 4 | G | Indirect | See Note |
| No | 5 | G | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | PCIH Common Units | Disposition | 2023-05-25 | 675,940 | $0.00 | 675,940 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2023-05-25 | 675,940 | $0.00 | 675,940 | $0.00 |
| Class A Common Stock | PCIH Common Units | Disposition | 2023-05-25 | 600,000 | $0.00 | 600,000 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2023-05-25 | 600,000 | $0.00 | 600,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 5,292,276 | No | 4 | C | Indirect | ||
| 5,292,276 | No | 4 | C | Indirect |
Footnotes
- Reflects an exchange of Primary Care (ITC) Intermediate Holdings, LLC ("PCIH Common Units"), together with the surrender and cancellation of the same number of shares of the Issuer's Class B Common Stock, par value $0.0001 per share ("Class B Common Stock"), for an equal number of shares of the Issuer's Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), pursuant to the Second Amended And Restated Limited Liability Company Agreement of Primary Care (ITC) Intermediate Holdings, LLC (the "LLC Agreement"). Transactions are exempt from Section 16(b) in reliance on Rule 16b-6(b).
- These securities are owned directly by Aguilar Borrower Holdings LLC. The Reporting Person has sole voting and dispositive power with respect to all of these securities and therefore is a beneficial owner of these securities.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.30 to $1.35. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.26 to $1.33. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.365 to $1.39. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.39 to $1.45. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- PCIH Common Units, together with an equal number of shares of the Class B Common Stock, are exchangeable for shares of Class A Common Stock on a one-for-one basis pursuant to the LLC Agreement. The PCIH Common Units have no expiration date.
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