Filing Details
- Accession Number:
- 0001209191-23-036851
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-06-13 18:04:35
- Reporting Period:
- 2023-06-11
- Accepted Time:
- 2023-06-13 18:04:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1856031 | Vivid Seats Inc. | SEAT | Services-Miscellaneous Amusement & Recreation (7990) | 863355184 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1880279 | Riva Bakal | C/O Vivid Seats Inc. 24 E. Washington Street, Suite 900 Chicago IL 60602 | Chief Strategy Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2023-06-11 | 6,903 | $0.00 | 42,133 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2023-06-12 | 2,037 | $7.82 | 40,096 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | Disposition | 2023-06-11 | 6,903 | $0.00 | 6,903 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
48,328 | No | 4 | M | Direct |
Footnotes
- Sales reported herein were made pursuant to a "mandatory sell to cover" dictated by the restricted stock unit ("RSU") award agreement in order to cover tax withholding obligations in connection with the vesting and settlement of RSUs.
- The price reported is a weighted average price. The securities were sold in multiple transactions at per share prices ranging from $7.82 to $7.84. The Reporting Person undertakes to provide upon request from the SEC staff, the Issuer, or any shareholder of the Issuer, full information regarding the number of securities sold at each separate price within the range set forth in this footnote.
- Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock
- The RSUs have vested and settled with respect to one third of the RSUs and will vest and settle in equal quarterly installments such that the RSUs will become fully vested on March 11, 2025. The RSUs do not have an expiration date.