Filing Details
- Accession Number:
- 0001346000-11-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-05 17:39:42
- Reporting Period:
- 2011-07-05
- Filing Date:
- 2011-07-05
- Accepted Time:
- 2011-07-05 17:39:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1366684 | Homeaway Inc | AWAY | Services-Computer Processing & Data Preparation (7374) | 200970381 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1082906 | C Jay Hoag | C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1188444 | Jr Q Jon Reynolds | C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1188456 | John Drew | C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1188458 | William Griffith | C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1197937 | Rick Kimball | C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1343722 | Robert Trudeau | C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1346000 | P L Vi Tcv | C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1361345 | Tcv Member Fund, L.p. | C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1370400 | Technology Crossover Management Vi, L.l.c. | C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-07-05 | 147,593 | $0.00 | 172,049 | No | 4 | C | Indirect | TCV VI, L.P. |
Common Stock | Acquisiton | 2011-07-05 | 3,037,124 | $0.00 | 3,209,173 | No | 4 | C | Indirect | TCV VI, L.P. |
Common Stock | Acquisiton | 2011-07-05 | 70,881 | $27.00 | 3,280,054 | No | 4 | P | Indirect | TCV VI, L.P. |
Series A Redeemable Preferred Stock | Disposition | 2011-07-05 | 29,274 | $0.00 | 0 | No | 4 | J | Indirect | TCV VI, L.P. |
Series B Redeemable Preferred Stock | Disposition | 2011-07-05 | 1,868 | $0.00 | 0 | No | 4 | J | Indirect | TCV VI, L.P. |
Common Stock | Acquisiton | 2011-07-05 | 3,325 | $0.00 | 3,867 | No | 4 | C | Indirect | TCV Member Fund, L.P. |
Common Stock | Acquisiton | 2011-07-05 | 68,461 | $0.00 | 72,328 | No | 4 | C | Indirect | TCV Member Fund, L.P. |
Common Stock | Acquisiton | 2011-07-05 | 1,563 | $27.00 | 73,891 | No | 4 | P | Indirect | TCV Member Fund, L.P. |
Series A Redeemable Preferred Stock | Disposition | 2011-07-05 | 660 | $0.00 | 0 | No | 4 | J | Indirect | TCV Member Fund, L.P. |
Series B Redeemable Preferred Stock | Disposition | 2011-07-05 | 43 | $0.00 | 0 | No | 4 | J | Indirect | TCV Member Fund, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | TCV VI, L.P. |
No | 4 | C | Indirect | TCV VI, L.P. |
No | 4 | P | Indirect | TCV VI, L.P. |
No | 4 | J | Indirect | TCV VI, L.P. |
No | 4 | J | Indirect | TCV VI, L.P. |
No | 4 | C | Indirect | TCV Member Fund, L.P. |
No | 4 | C | Indirect | TCV Member Fund, L.P. |
No | 4 | P | Indirect | TCV Member Fund, L.P. |
No | 4 | J | Indirect | TCV Member Fund, L.P. |
No | 4 | J | Indirect | TCV Member Fund, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series C Convertible Preferred Stock | Disposition | 2011-07-05 | 147,593 | $0.00 | 147,593 | $0.00 |
Common Stock | Series D Convertible Preferred Stock | Disposition | 2011-07-05 | 3,037,124 | $0.00 | 3,037,124 | $0.00 |
Common Stock | Series C Convertible Preferred Stock | Disposition | 2011-07-05 | 3,325 | $0.00 | 3,325 | $0.00 |
Common Stock | Series D Convertible Preferred Stock | Disposition | 2011-07-05 | 68,461 | $0.00 | 68,461 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The Series C Convertible Preferred Stock, which was previously convertible at any time and had no expiration date, converted into HomeAway, Inc. common stock on a one-for-one basis.
- This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VII, L.P., TCV VII (A), L.P., Technology Crossover Management VII, Ltd., Technology Crossover Management VII, L.P. and Christopher P. Marshall, Timothy P. McAdam, John C. Rosenberg and David L. Yuan on July 5, 2011.
- These securities are directly held by TCV VI, L.P. Jay C. Hoag, Richard H. Kimball, John L. Drew, William J.G. Griffith IV, Jon Q. Reynolds and Robert W. Trudeau (collectively, the "TCM VI Members") are Class A Members of Technology Crossover Management VI, L.L.C. ("TCM VI") which is the sole general partner of TCV VI, L.P. The TCM VI Members and TCM VI may be deemed to beneficially own the securities held by TCV VI, L.P. but the TCM Members and TCM VI disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- The Series D Convertible Preferred Stock, which was previously convertible at any time and had no expiration date, converted into HomeAway, Inc. common stock on a one-for-one basis.
- The reported securities were mandatorily redeemable by HomeAway, Inc. upon the closing of its initial public offering and were accordingly redeemed by HomeAway, Inc. at a price equal to $1.40 per share plus an additional amount equal to the accumulated dividends on such shares for aggregate proceeds of $62,048.05 to TCV VI, L.P. and $1,398.91 to TCV Member Fund, L.P. ("TCV MF").
- The reported securities were mandatorily redeemable by HomeAway, Inc. upon the closing of its initial public offering and were accordingly redeemed by HomeAway, Inc. at a price equal to $2.00 per share plus an additional amount equal to the accumulated dividends on such shares for aggregate proceeds of $5,263.97 to TCV VII, L.P. and $121.17 to TCV MF.
- These securities are directly held by TCV MF. TCM VI Members, together with Christopher P. Marshall, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of TCM VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VI Members are Class A Members of TCM VI, which is also a general partner of TCV MF. The TCM VII Directors, TCM VII, the TCM VI Members and TCM VI may be deemed to beneficially own certain of the securities held by TCV MF, but the TCM VII Directors, TCM VII, the TCM VI Members and TCM VI disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.