Filing Details

Accession Number:
0001346000-11-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-07-05 17:39:42
Reporting Period:
2011-07-05
Filing Date:
2011-07-05
Accepted Time:
2011-07-05 17:39:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366684 Homeaway Inc AWAY Services-Computer Processing & Data Preparation (7374) 200970381
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1082906 C Jay Hoag C/O Technology Crossover Ventures
528 Ramona Street
Palo Alto CA 94301
No No Yes Yes
1188444 Jr Q Jon Reynolds C/O Technology Crossover Ventures
528 Ramona Street
Palo Alto CA 94301
No No Yes Yes
1188456 John Drew C/O Technology Crossover Ventures
528 Ramona Street
Palo Alto CA 94301
No No Yes Yes
1188458 William Griffith C/O Technology Crossover Ventures
528 Ramona Street
Palo Alto CA 94301
No No Yes Yes
1197937 Rick Kimball C/O Technology Crossover Ventures
528 Ramona Street
Palo Alto CA 94301
No No Yes Yes
1343722 Robert Trudeau C/O Technology Crossover Ventures
528 Ramona Street
Palo Alto CA 94301
No No Yes Yes
1346000 P L Vi Tcv C/O Technology Crossover Ventures
528 Ramona Street
Palo Alto CA 94301
No No Yes Yes
1361345 Tcv Member Fund, L.p. C/O Technology Crossover Ventures
528 Ramona Street
Palo Alto CA 94301
No No Yes Yes
1370400 Technology Crossover Management Vi, L.l.c. C/O Technology Crossover Ventures
528 Ramona Street
Palo Alto CA 94301
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-07-05 147,593 $0.00 172,049 No 4 C Indirect TCV VI, L.P.
Common Stock Acquisiton 2011-07-05 3,037,124 $0.00 3,209,173 No 4 C Indirect TCV VI, L.P.
Common Stock Acquisiton 2011-07-05 70,881 $27.00 3,280,054 No 4 P Indirect TCV VI, L.P.
Series A Redeemable Preferred Stock Disposition 2011-07-05 29,274 $0.00 0 No 4 J Indirect TCV VI, L.P.
Series B Redeemable Preferred Stock Disposition 2011-07-05 1,868 $0.00 0 No 4 J Indirect TCV VI, L.P.
Common Stock Acquisiton 2011-07-05 3,325 $0.00 3,867 No 4 C Indirect TCV Member Fund, L.P.
Common Stock Acquisiton 2011-07-05 68,461 $0.00 72,328 No 4 C Indirect TCV Member Fund, L.P.
Common Stock Acquisiton 2011-07-05 1,563 $27.00 73,891 No 4 P Indirect TCV Member Fund, L.P.
Series A Redeemable Preferred Stock Disposition 2011-07-05 660 $0.00 0 No 4 J Indirect TCV Member Fund, L.P.
Series B Redeemable Preferred Stock Disposition 2011-07-05 43 $0.00 0 No 4 J Indirect TCV Member Fund, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect TCV VI, L.P.
No 4 C Indirect TCV VI, L.P.
No 4 P Indirect TCV VI, L.P.
No 4 J Indirect TCV VI, L.P.
No 4 J Indirect TCV VI, L.P.
No 4 C Indirect TCV Member Fund, L.P.
No 4 C Indirect TCV Member Fund, L.P.
No 4 P Indirect TCV Member Fund, L.P.
No 4 J Indirect TCV Member Fund, L.P.
No 4 J Indirect TCV Member Fund, L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series C Convertible Preferred Stock Disposition 2011-07-05 147,593 $0.00 147,593 $0.00
Common Stock Series D Convertible Preferred Stock Disposition 2011-07-05 3,037,124 $0.00 3,037,124 $0.00
Common Stock Series C Convertible Preferred Stock Disposition 2011-07-05 3,325 $0.00 3,325 $0.00
Common Stock Series D Convertible Preferred Stock Disposition 2011-07-05 68,461 $0.00 68,461 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. The Series C Convertible Preferred Stock, which was previously convertible at any time and had no expiration date, converted into HomeAway, Inc. common stock on a one-for-one basis.
  2. This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VII, L.P., TCV VII (A), L.P., Technology Crossover Management VII, Ltd., Technology Crossover Management VII, L.P. and Christopher P. Marshall, Timothy P. McAdam, John C. Rosenberg and David L. Yuan on July 5, 2011.
  3. These securities are directly held by TCV VI, L.P. Jay C. Hoag, Richard H. Kimball, John L. Drew, William J.G. Griffith IV, Jon Q. Reynolds and Robert W. Trudeau (collectively, the "TCM VI Members") are Class A Members of Technology Crossover Management VI, L.L.C. ("TCM VI") which is the sole general partner of TCV VI, L.P. The TCM VI Members and TCM VI may be deemed to beneficially own the securities held by TCV VI, L.P. but the TCM Members and TCM VI disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
  4. The Series D Convertible Preferred Stock, which was previously convertible at any time and had no expiration date, converted into HomeAway, Inc. common stock on a one-for-one basis.
  5. The reported securities were mandatorily redeemable by HomeAway, Inc. upon the closing of its initial public offering and were accordingly redeemed by HomeAway, Inc. at a price equal to $1.40 per share plus an additional amount equal to the accumulated dividends on such shares for aggregate proceeds of $62,048.05 to TCV VI, L.P. and $1,398.91 to TCV Member Fund, L.P. ("TCV MF").
  6. The reported securities were mandatorily redeemable by HomeAway, Inc. upon the closing of its initial public offering and were accordingly redeemed by HomeAway, Inc. at a price equal to $2.00 per share plus an additional amount equal to the accumulated dividends on such shares for aggregate proceeds of $5,263.97 to TCV VII, L.P. and $121.17 to TCV MF.
  7. These securities are directly held by TCV MF. TCM VI Members, together with Christopher P. Marshall, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of TCM VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VI Members are Class A Members of TCM VI, which is also a general partner of TCV MF. The TCM VII Directors, TCM VII, the TCM VI Members and TCM VI may be deemed to beneficially own certain of the securities held by TCV MF, but the TCM VII Directors, TCM VII, the TCM VI Members and TCM VI disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.