Filing Details
- Accession Number:
- 0001440008-11-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-05 17:38:27
- Reporting Period:
- 2011-07-05
- Filing Date:
- 2011-07-05
- Accepted Time:
- 2011-07-05 17:38:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1366684 | Homeaway Inc | AWAY | Services-Computer Processing & Data Preparation (7374) | 200970381 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1406509 | David Yuan | C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1406576 | C. John Rosenberg | C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1419272 | P L Vii(A) Tcv | C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1420295 | Tcv Vii Lp | C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1440008 | P Christopher Marshall | C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301 | Yes | No | Yes | Yes | |
1466999 | Technology Crossover Management Vii, Ltd. | C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1467001 | Technology Crossover Management Vii, L.p. | C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes | |
1498115 | P Timothy Mcadam | C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-07-05 | 243,357 | $0.00 | 283,720 | No | 4 | C | Indirect | TCV VII, L.P. |
Common Stock | Acquisiton | 2011-07-05 | 5,007,535 | $0.00 | 5,291,255 | No | 4 | C | Indirect | TCV VII, L.P. |
Common Stock | Acquisiton | 2011-07-05 | 116,865 | $27.00 | 5,408,120 | No | 4 | P | Indirect | TCV VII, L.P. |
Series A Redeemable Preferred Stock | Disposition | 2011-07-05 | 48,268 | $0.00 | 0 | No | 4 | J | Indirect | TCV VII, L.P. |
Series B Redeemable Preferred Stock | Disposition | 2011-07-05 | 3,083 | $0.00 | 0 | No | 4 | J | Indirect | TCV VII, L.P. |
Common Stock | Acquisiton | 2011-07-05 | 126,375 | $0.00 | 147,275 | No | 4 | C | Indirect | TCV VII (A), L.P. |
Common Stock | Acquisiton | 2011-07-05 | 2,600,532 | $0.00 | 2,747,807 | No | 4 | C | Indirect | TCV VII (A), L.P. |
Common Stock | Acquisiton | 2011-07-05 | 60,691 | $27.00 | 2,808,498 | No | 4 | P | Indirect | TCV VII (A), L.P. |
Series A Redeemable Preferred Stock | Disposition | 2011-07-05 | 25,066 | $0.00 | 0 | No | 4 | J | Indirect | TCV VII (A), L.P. |
Series B Redeemable Preferred Stock | Disposition | 2011-07-05 | 1,600 | $0.00 | 0 | No | 4 | J | Indirect | TCV VII (A), L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | TCV VII, L.P. |
No | 4 | C | Indirect | TCV VII, L.P. |
No | 4 | P | Indirect | TCV VII, L.P. |
No | 4 | J | Indirect | TCV VII, L.P. |
No | 4 | J | Indirect | TCV VII, L.P. |
No | 4 | C | Indirect | TCV VII (A), L.P. |
No | 4 | C | Indirect | TCV VII (A), L.P. |
No | 4 | P | Indirect | TCV VII (A), L.P. |
No | 4 | J | Indirect | TCV VII (A), L.P. |
No | 4 | J | Indirect | TCV VII (A), L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series C Convertible Preferred Stock | Disposition | 2011-07-05 | 243,357 | $0.00 | 243,357 | $0.00 |
Common Stock | Series D Convertible Preferred Stock | Disposition | 2011-07-05 | 5,007,535 | $0.00 | 5,007,535 | $0.00 |
Common Stock | Series C Convertible Preferred Stock | Disposition | 2011-07-05 | 126,375 | $0.00 | 126,375 | $0.00 |
Common Stock | Series D Convertible Preferred Stock | Disposition | 2011-07-05 | 2,600,532 | $0.00 | 2,600,532 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The Series C Convertible Preferred Stock, which was previously convertible at any time and had no expiration date, converted into HomeAway, Inc. common stock on a one-for-one basis.
- This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management VI, L.L.C, and Jay C. Hoag, Richard H. Kimball, John L. Drew, William J.G. Griffith IV, Jon Q. Reynolds, Jr., and Robert W. Trudeau (collectively, the "TCM VI Members" and, together with Christopher P. Marshall, Timothy P. McAdam, John C. Rosenberg and David L. Yuan, the "TCM VII Class A Directors") on July 5, 2011.
- These securities are directly held by TCV VII, L.P. The TCM VII Class A Directors are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII") . Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Class A Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Class A Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Management VII has no pecuniary interest in any of the securities that are being jointly reported by the Reporting Persons on this Form 4.
- The Series D Convertible Preferred Stock, which was previously convertible at any time and had no expiration date, converted into HomeAway, Inc. common stock on a one-for-one basis.
- The reported securities were mandatorily redeemable by HomeAway, Inc. upon the closing of its initial public offering and were accordingly redeemed by HomeAway, Inc. at a price equal to $1.40 per share plus an additional amount equal to the accumulated dividends on such shares for aggregate proceeds of $102,307.00 to TCV VII, L.P. and $53,128.93 to TCV VII (A), L.P.
- The reported securities were mandatorily redeemable by HomeAway, Inc. upon the closing of its initial public offering and were accordingly redeemed by HomeAway, Inc. at a price equal to $2.00 per share plus an additional amount equal to the accumulated dividends on such shares for aggregate proceeds of $8,687.81 to TCV VII, L.P. and $4,508.76 to TCV VII (A), L.P.
- These securities are directly held by TCV VII (A), L.P. The TCM VII Class A Directors are Class A Directors of Management VII and limited partners of TCM VII . Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A), L.P. The TCM VII Class A Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), L.P., but each of the TCM VII Class A Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Management VII has no pecuniary interest in any of the securities that are being jointly reported by the Reporting Persons on this Form 4.