Filing Details
- Accession Number:
- 0001493152-23-020985
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-06-12 19:42:30
- Reporting Period:
- 2023-06-08
- Accepted Time:
- 2023-06-12 19:42:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1083743 | Flux Power Holdings Inc. | FLUX | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 860931332 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1550109 | Michael Johnson | C/O Flux Power Holdings, Inc. 2685 S. Melrose Drive Vista, CA 92081 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-06-08 | 6,440 | $4.08 | 4,402,620 | No | 4 | S | Indirect | By Esenjay Investments, LLC |
Common Stock | Disposition | 2023-06-09 | 3,560 | $4.14 | 4,399,060 | No | 4 | S | Indirect | By Esenjay Investments, LLC |
Common Stock | Disposition | 2023-06-12 | 5,000 | $4.15 | 4,394,060 | No | 4 | S | Indirect | By Esenjay Investments LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Esenjay Investments, LLC |
No | 4 | S | Indirect | By Esenjay Investments, LLC |
No | 4 | S | Indirect | By Esenjay Investments LLC |
Footnotes
- This transaction was entered into pursuant to a Rule 10b5-1 trading plan previously adopted by Esenjay Investments, LLC ("Esenjay") on February 16, 2023.
- These securities are directly held by Esenjay. Michael Johnson is the sole director and beneficial owner of Esenjay.
- The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $4.0601 to $4.14, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction in this footnote 3, in footnote 4, and in footnote 5 of this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $4.14 to $4.15, inclusive.
- The price reported in Column 4 is the actual price. These shares were sold in the open market in multiple transactions, all at the stated price of $4.15 per share.