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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1591587	Assetmark Financial Holdings Inc.	AMK	Investment Advice (6282)	300774039

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1782587	Grace Natalie Wolfsen	C/O Assetmark Financial Holdings, Inc. 1655 Grant Street, 10Th Floor Concord CA 94520	Evp, Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2023-06-08	26,697	$0.00	439,268	No	4	A	Direct
Common Stock	Disposition	2023-06-08	7,186	$30.04	432,082	No	4	S	Direct
Common Stock	Disposition	2023-06-09	1,348	$29.61	430,734	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Appreciation Right	Acquisiton	2023-06-08	172,798	$0.00	0	$30.30
Common Stock	Stock Appreciation Right	Acquisiton	2023-06-08	56,029	$0.00	56,029	$30.30

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
172,798		2033-06-08	No	4	A	Direct
56,029		2033-06-08	No	4	A	Direct

Footnotes

Consists of restricted stock units that vest in four equal annual installments on the first four anniversaries of the date of grant and settle in shares of common stock of the Issuer.
Reflects the number of shares of Common Stock that were sold to satisfy tax withholding requirements on vesting of restricted stock units pursuant to mandatory "sell to cover" provisions contained in the Reporting Person's RSU Agreement, and does not represent a discretionary sale by the Reporting Person. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees.
The Stock Appreciation Right vests in four equal annual installments on the first four anniversaries of the date of grant.
Upon exercise, the Stock Appreciation Right will be settled in cash.
Upon exercise, the Stock Appreciation Right will be settled, in the Issuer?s discretion, in Common Stock, cash or such other form permitted by the AssetMark Financial Holdings, Inc. 2019 Equity Incentive Plan.