Filing Details
- Accession Number:
- 0001062993-23-013387
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-06-12 19:25:36
- Reporting Period:
- 2023-06-08
- Accepted Time:
- 2023-06-12 19:25:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1428439 | Roku Inc | ROKU | Cable & Other Pay Television Services (4841) | 262087865 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1741111 | Mai Fyfield | C/O Roku, Inc. 1155 Coleman Ave. San Jose CA 95110 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2023-06-09 | 1,317 | $0.00 | 2,143 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2023-06-12 | 398 | $69.86 | 1,745 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Unit | Acquisiton | 2023-06-08 | 2,164 | $0.00 | 2,164 | $0.00 |
Class A Common Stock | Stock Options (right to buy) | Acquisiton | 2023-06-08 | 3,895 | $0.00 | 3,895 | $69.10 |
Class A Common Stock | Restricted Stock Unit | Disposition | 2023-06-09 | 1,317 | $0.00 | 1,317 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,164 | 2024-06-08 | No | 4 | A | Direct | |
3,895 | 2033-06-07 | No | 4 | A | Direct | |
0 | 2023-06-09 | No | 4 | M | Direct |
Footnotes
- These shares were sold by the Issuer to meet the tax withholding obligations of the reporting person in connection with the vesting of an RSU award on June 9, 2022.
- Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
- This RSU was granted on June 8, 2023 and vests in one installment on the anniversary of the grant date.
- The option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date.
- This RSU was granted on June 9, 2022 and vests in one installment on the anniversary of the grant date.