Filing Details
- Accession Number:
- 0001062993-23-013352
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-06-12 16:23:41
- Reporting Period:
- 2023-06-08
- Accepted Time:
- 2023-06-12 16:23:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1113809 | Build-A-Bear Workshop Inc | BBW | Retail-Hobby, Toy & Game Shops (5945) | 431883836 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1545570 | George Carrara | C/O Build-A-Bear Workshop, Inc. 415 South 18Th Street St. Louis MO 63103 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-06-08 | 4,186 | $0.00 | 27,073 | No | 4 | A | Direct | |
Common Stock | Disposition | 2023-06-09 | 3,000 | $20.54 | 24,073 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- Grant to Reporting Person of 4,186 shares of restricted stock. The shares vest on June 8, 2024.
- Price is not applicable to grants of restricted stock.
- These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person prior to the effectiveness of the revised requirements of Rule 10b5-1(c). In compliance with SEC guidance, the Reporting Person has not checked the box above but states that the Rule 10b5-1 trading plan is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.33 to $21.15 per share. The Reporting Person undertakes to provide to Build-A-Bear Workshop, Inc., any security holder of Build-A-Bear Workshop, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- After giving effect to the transactions reported in this Form 4, Mr. Carrara directly beneficially owns 19,887 shares of common stock and 4,186 shares of restricted stock of Build-A-Bear Workshop, Inc. 4,090 restricted shares vested on June 9, 2023, a day after the earliest reported transaction. For purposes of this footnote, we have included these 4,090 shares as common stock instead of restricted, making this footnote accurate as of the date of filing.