Home > Insider Trading > Filing (0001209191-23-035989)

Filing Details

Accession Number:: 0001209191-23-035989
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-06-09 17:46:51
Reporting Period:: 2023-06-07

Accepted Time:: 2023-06-09 17:46:51
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1569345	Sprinklr Inc.	CXM	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1199925	David R Tabors	C/O Battery Ventures One Marina Park Drive, Suite 1100 Boston MA 02210	No	No	Yes	No
1404868	H Roger Lee	C/O Battery Ventures One Marina Park Drive, Suite 1100 Boston MA 02210	No	No	Yes	No
1485934	Battery Ventures Ix, L.p.	C/O Battery Ventures One Marina Park Drive, Suite 1100 Boston MA 02210	No	No	Yes	No
1517640	Battery Investment Partners Ix, Llc	C/O Battery Ventures One Marina Park Drive, Suite 1100 Boston MA 02210	No	No	Yes	No
1517642	Battery Partners Ix, Llc	One Marina Park Drive, Suite 1100 Boston MA 02210	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2023-06-07	3,000,000	$0.00	14,535,367	No	4	J	Indirect	By Battery Ventures IX, L.P.
Class A Common Stock	Disposition	2023-06-07	30,304	$0.00	144,727	No	4	J	Indirect	By Battery Investment Partners IX, LLC
Class A Common Stock	Acquisiton	2023-06-07	3,000,000	$0.00	3,000,000	No	4	J	Indirect	By Battery Partners IX, LLC
Class A Common Stock	Disposition	2023-06-07	3,000,000	$0.00	0	No	4	J	Indirect	By Battery Partners IX, LLC
Class A Common Stock	Disposition	2023-06-08	285,439	$13.86	285,439	No	4	S	Indirect	By Trust
Class A Common Stock	Disposition	2023-06-09	2,759	$14.01	284,821	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	By Battery Ventures IX, L.P.
No	4	J	Indirect	By Battery Investment Partners IX, LLC
No	4	J	Indirect	By Battery Partners IX, LLC
No	4	J	Indirect	By Battery Partners IX, LLC
No	4	S	Indirect	By Trust
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	215,670	Indirect	By Battery Investment Partners Select Fund I, L.P.
Class A Common Stock	2,180,664	Indirect	By Battery Ventures Select Fund I, L.P.

Footnotes

Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Ventures IX, L.P. ("BV IX") to its general partner without additional consideration.
Securities are held by BV IX. Battery Partners IX, LLC ("BP IX") is the general partner of BV IX and may be deemed to beneficially own the securities held by BV IX. Roger H. Lee and R. David Tabors are managing members of BP IX and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Investment Partners IX, LLC ("BIP IX") to its members without additional consideration.
Securities are held by BIP IX. BP IX is the managing member of BIP IX and may be deemed to beneficially own the securities held by BIP IX. Roger H. Lee and R. David Tabors are managing members of BP IX and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
Represents receipt of securities in the distribution in kind described in footnote (1).
Securities are held by BP IX. Roger H. Lee and R. David Tabors are managing members of BP IX and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by BP IX to its members without consideration.
The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $13.53 to $14.16 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote.
The securities beneficially owned by the Reporting Person prior to the reported transaction reflect the receipt of securities in the distribution in kind described in footnote (7) and from a previous distribution in kind that constituted a change in form of ownership and, therefore, was not required to be reported pursuant to Section 16.
Securities are held by The Lee Family Trust, of which Roger H. Lee is a co-trustee. Mr. Lee disclaims beneficial ownership of these securities held by The Lee Family Trust except to the extent of his proportionate pecuniary interest therein.
The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $14.00 to $14.03 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote.
The securities beneficially owned by the Reporting Person prior to the reported transaction reflect the receipt of securities in the distributions in kind described in footnotes (3) and (7).
Securities are held by R. David Tabors.
Securities are held by Battery Investment Partners Select Fund I, L.P. ("BIP Select I"). The sole general partner of BIP Select I is Battery Partners Select Fund I GP, LLC ("BP Select I GP"). Roger H. Lee and R. David Tabors are managing members of BP Select I GP and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
Securities are held by Battery Ventures Select Fund I, L.P. ("BV Select I"). The sole general partner of BV Select I is Battery Partners Select Fund I, L.P. ("BP Select I"). The general partner of BP Select I is BP Select I GP. Roger H. Lee and R. David Tabors are managing members of BP Select I GP and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.