Filing Details
- Accession Number:
- 0001775199-23-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-06-09 17:35:35
- Reporting Period:
- 2023-06-07
- Accepted Time:
- 2023-06-09 17:35:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1163668 | South Plains Financial Inc. | SPFI | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1775199 | T Cory Newsom | 5219 City Bank Parkway Lubbock TX 79407-3544 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-06-07 | 3,500 | $23.53 | 263,847 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2023-06-09 | 335 | $23.75 | 264,182 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2023-06-09 | 643 | $23.84 | 643 | No | 4 | P | Indirect | By Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | By Spouse |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 750 | Indirect | By Child |
Footnotes
- The Reporting Person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market purchases, with prices ranging from $23.48 to $23.54 per share. The Reporting Person has reported these purchases on an aggregate basis using the weighted average price for the transactions. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
- The shares reported include restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions.
- Shares owned by the Reporting Person's spouse.
- Shares held for the benefit of the Reporting Person's child.