Filing Details
- Accession Number:
- 0000928054-23-000105
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-06-09 16:36:29
- Reporting Period:
- 2023-06-07
- Accepted Time:
- 2023-06-09 16:36:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 928054 | Flotek Industries Inc | FTK | Miscellaneous Chemical Products (2890) | 900023731 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1429215 | Bond James Clement | 8846 N. Sam Houston Parkway W. Houston TX 77064 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2023-06-09 | 7,000 | $0.75 | 354,934 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Stock Option | Acquisiton | 2023-06-07 | 371,901 | $0.00 | 371,901 | $0.62 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 371,901 | 2033-06-07 | No | 4 | A | Direct |
Footnotes
- The option will vest with respect to 100% of such shares on the first date on which the average closing price per share of the Company's common stock for the 30 consecutive trading days immediately preceding such date equals or exceeds $3.00 per share. (Exercise price is the closing price on the day prior to grant.)
Billionaire Hedge Funds
