Filing Details
- Accession Number:
- 0001610717-23-000106
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-06-08 17:57:21
- Reporting Period:
- 2022-11-25
- Accepted Time:
- 2023-06-08 17:57:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1531978 | Paragon 28 Inc. | FNA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1415556 | I Jonathan Friedman | C/O Paragon 28, Inc. 14445 Grasslands Drive Englewood CO 80112 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-11-25 | 12,500 | $13.71 | 64,554 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-11-25 | 12,500 | $20.35 | 52,054 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-12-01 | 2,500 | $13.71 | 54,554 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-12-01 | 2,500 | $20.50 | 52,054 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2022-11-25 | 12,500 | $0.00 | 12,500 | $13.71 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2022-12-01 | 2,500 | $0.00 | 2,500 | $13.71 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 107,500 | 2031-08-16 | No | 4 | M | Direct | |
| 105,000 | 2031-08-16 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.05 to $20.40, inclusive. The reporting person undertakes to provide to Paragon 28, Inc., any security holder of Paragon 28, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
- 25% of the shares subject to the option vest annually measured from August 16, 2021 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.
Billionaire Hedge Funds
