Filing Details
- Accession Number:
- 0001628280-23-021583
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-06-08 17:45:19
- Reporting Period:
- 2023-06-06
- Accepted Time:
- 2023-06-08 17:45:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1539638 | Triumph Financial Inc. | TFIN | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1405703 | M Carlos Sepulveda | 12700 Park Central Drive Suite 1700 Dallas TX 75251 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Depository Shares | Acquisiton | 2023-06-06 | 2,116 | $19.50 | 2,116 | No | 4 | P | Direct | |
| Depository Shares | Acquisiton | 2023-06-07 | 1,756 | $19.75 | 3,872 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 411,345 | Direct |
Footnotes
- Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share. Shares purchased in an underwritten public offering.
- Consists of (i) 247,619 shares beneficially owned by reporting person, and (ii) 163,726 shares beneficially owned jointly with spouse Susan S. Sepulveda.
Billionaire Hedge Funds
