Filing Details
- Accession Number:
- 0001127602-11-020716
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-05 17:03:19
- Reporting Period:
- 2011-07-01
- Filing Date:
- 2011-07-05
- Accepted Time:
- 2011-07-05 17:03:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 100378 | Twin Disc Inc | TWIN | General Industrial Machinery & Equipment (3560) | 390667110 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1202941 | E Michael Batten | Twin Disc, Inc. 1328 Racine Street Racine WI 53403 | Chairman And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-07-01 | 16,000 | $3.76 | 434,294 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-07-01 | 16,000 | $38.54 | 418,294 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2011-07-01 | 16,000 | $0.00 | 16,000 | $3.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2001-08-13 | 2011-08-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 606,634 | Indirect | As Trustee |
| Common Stock | 10,400 | Indirect | Beneficial Ownership |
| Common Stock | 1,122 | Indirect | 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $3.61 | 2002-08-02 | 2012-08-02 | 32,000 | 32,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2012-08-02 | 32,000 | 32,000 | Direct |
Footnotes
- As Trustee for Trusts for members of immediate family.
- Stock owned by spouse, Gloria S. Batten
Billionaire Hedge Funds
