Filing Details
- Accession Number:
- 0001104659-23-068916
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-06-07 16:33:35
- Reporting Period:
- 2023-06-05
- Accepted Time:
- 2023-06-07 16:33:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1551182 | Eaton Corp Plc | ETN | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1188578 | Craig Arnold | 1000 Eaton Boulevard Cleveland OH 44122 | See Remarks Below. | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2023-06-05 | 116,330 | $81.96 | 632,729 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2023-06-05 | 94,945 | $183.71 | 537,784 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2023-06-05 | 21,385 | $184.43 | 516,399 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2023-06-05 | 26,936 | $80.49 | 543,335 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2023-06-05 | 26,936 | $184.18 | 516,399 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2023-06-05 | 1,018 | $98.21 | 517,417 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2023-06-05 | 542 | $184.45 | 516,875 | No | 4 | F | Direct | |
| Ordinary Shares | Acquisiton | 2023-06-06 | 26,437 | $80.49 | 543,312 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2023-06-06 | 24,526 | $184.42 | 518,786 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2023-06-06 | 1,911 | $185.13 | 516,875 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Option | Disposition | 2023-06-05 | 116,330 | $0.00 | 116,330 | $81.96 |
| Ordinary Shares | Stock Option | Disposition | 2023-06-05 | 26,936 | $0.00 | 26,936 | $80.49 |
| Ordinary Shares | Stock Option | Disposition | 2023-06-05 | 1,018 | $0.00 | 1,018 | $98.21 |
| Ordinary Shares | Stock Option | Disposition | 2023-06-06 | 26,437 | $0.00 | 26,437 | $80.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-02-27 | 2028-02-27 | No | 4 | M | Direct |
| 149,372 | 2020-02-26 | 2029-02-26 | No | 4 | M | Direct |
| 161,082 | 2021-02-25 | 2030-02-25 | No | 4 | M | Direct |
| 122,935 | 2020-02-26 | 2029-02-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Ordinary Shares | 186 | Indirect | by trustee of ESP |
Footnotes
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $183.195 - $184.19. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $184.20 - $185.07. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $184.00 - $184.665. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $184.00 - $185.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $185.005 - $185.27. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
- These ordinary shares are held in the Eaton Savings Plan.
Billionaire Hedge Funds
