Filing Details

Accession Number:
0001209191-23-034947
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-06-07 12:16:30
Reporting Period:
2023-06-05
Accepted Time:
2023-06-07 12:16:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
101984 Universal Electronics Inc UEIC Household Audio & Video Equipment (3651) 330204817
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1278871 Romulo Pontual 15147 N Scottsdale Road
Suite H300
Scottsdale AZ 85254
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-06-05 1,190 $8.40 4,579 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 0 1,250 Direct
Common Stock Empl. Stock Option (Rt. to Buy) $0.00 0 20,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
0 1,250 Direct
0 20,000 Direct
Footnotes
  1. Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
  2. The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
  3. This figure represents the aggregate number of unvested restricted stock units held by Reporting Person as of the reporting date.
  4. Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
  5. This figure represents an aggregate number of stock options held by Reporting Person.