Filing Details
- Accession Number:
- 0001209191-23-034855
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-06-06 18:26:12
- Reporting Period:
- 2023-06-02
- Accepted Time:
- 2023-06-06 18:26:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1600983 | Knightscope Inc. | KSCP | Communications Equipment, Nec (3669) | 462482575 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1907974 | J Aaron Lehnhardt | C/O Knightscope, Inc. 1070 Terra Bella Avenue Mountain View CA 94043 | Chief Design Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2023-06-02 | 238,000 | $0.16 | 238,000 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2023-06-02 | 238,000 | $0.41 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Stock Option (Right to Buy) | Disposition | 2023-06-02 | 238,000 | $0.00 | 238,000 | $0.16 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2024-04-20 | No | 4 | M | Direct |
Footnotes
- On June 2, 2023, the reporting person exercised stock options to purchase 238,000 shares of Class B Common Stock, which were immediately converted into shares of Class A Common Stock. Shares of Class B Common Stock are convertible into an equal number of shares of Class A Common Stock at any time.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.383 to $0.4401, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this footnote.
- The stock options vested and became exercisable as to 25% of the option shares after 12 months, and vested as to the remaining shares in equal monthly installments over the subsequent 48 months, subject to continuous service with the issuer as of each vesting date.