Filing Details
- Accession Number:
- 0001722438-23-000088
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-06-06 16:36:52
- Reporting Period:
- 2023-06-05
- Accepted Time:
- 2023-06-06 16:36:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1722438 | Doma Holdings Inc. | DOMA | Title Insurance (6361) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1868802 | Maxwell Simkoff | 101 Mission St. Suite 740 San Francisco CA 94105 | Chief Executive Officer | Yes | Yes | Yes | No |
1875424 | Trust Revocable Saslaw-Simkoff | 101 Mission St. Suite 740 San Francisco CA 94105 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-06-05 | 54,910 | $0.30 | 5,063,968 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 45,033,754 | Indirect | By The Saslaw-Simkoff Revocable Trust |
Common Stock | 705,888 | Indirect | By Maxwell Simkoff 2023 GRAT |
Common Stock | 705,888 | Indirect | By Jennifer Saslaw 2023 GRAT |
Footnotes
- As previously reported, on June 29, 2022 (the "Date of Grant"), the reporting person was granted 2,435,325 restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock in the future. The grant vests as follows: 1/16th of the total RSUs will vest on each successive Scheduled Vesting Date (as defined below) following the Date of Grant, with a "Scheduled Vesting Date" being September 1, December 1, March 1 and June 1 of the applicable year, provided the reporting person is continuously employed through such date as applicable, with the first 1/16th of the RSUs vesting on September 1, 2022 and the final 1/16th of the RSUs vesting on September 1, 2026. On June 1, 2023, 152,208 shares of such RSUs vested. In connection with this vesting, 54,910 shares were sold on June 5, 2023 to satisfy the reporting person's tax withholding obligations.
- The price reported above in Column 4 represents a weighted average purchase price. This transaction was executed in multiple trades at prices ranging from $0.29 to $0.33, inclusive. The reporting person hereby undertakes to provide, upon request, to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares and prices at which the transaction was effected.
- These shares are owned directly by The Saslaw-Simkoff Revocable Trust and indirectly by Maxwell Simkoff as trustee of the trust. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- These shares are owned directly by the Maxwell Simkoff 2023 GRAT. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- These shares are held for the benefit of the reporting person's wife. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.