Filing Details
- Accession Number:
- 0001415889-23-009305
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-06-05 21:37:15
- Reporting Period:
- 2023-06-01
- Accepted Time:
- 2023-06-05 21:37:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1167419 | Riot Platforms Inc. | RIOT | Finance Services (6199) | 841553387 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1757880 | Benjamin Il Soo Yi | C/O Riot Platforms, Inc. 3855 Ambrosia Street, Suite 301 Castle Rock CO 80109 | Executive Chairman | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-06-01 | 274,696 | $12.02 | 3,316,768 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-06-02 | 435,833 | $11.70 | 2,880,935 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-06-02 | 50,051 | $12.49 | 2,830,884 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The shares were sold on the indicated date in a series of multiple transactions at prices ranging from $12.02 to $12.08, inclusive, per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.
- The shares were sold on the indicated date in a series of multiple transactions at prices ranging from $11.38 to $12.37, inclusive, per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.
- The shares were sold on the indicated date in a series of multiple transactions at prices ranging from $12.38 to $12.69, inclusive, per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.
Billionaire Hedge Funds
