Filing Details

Accession Number:
0001628280-23-020708
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-06-02 17:59:48
Reporting Period:
2023-06-01
Accepted Time:
2023-06-02 17:59:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1606163 Limbach Holdings Inc. LMB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1409889 G Gordon Pratt C/O 1347 Capital Corp.
150 Pierce Road, 6Th Floor
Itasca IL 60143
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-06-01 100,000 $15.00 298,280 No 4 X Indirect See Footnote
Common Stock Disposition 2023-06-01 70,939 $21.15 227,341 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Indirect See Footnote
No 4 S Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock $15 Exercise Price Sponsor Warrant Disposition 2023-06-01 100,000 $0.00 100,000 $15.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-08-19 2023-07-20 No 4 X Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 33,809 Direct
Common Stock 98,757 Indirect See Footnote
Footnotes
  1. Represents securities held by Fund Management Group LLC, of which the reporting person is the managing member and controlling equity holder. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
  2. On June 1, 2023, the Reporting Person exercised a warrant to purchase 100,000 shares of the Limbach Holdings, Inc. (the "Company") Common Stock for $15.00 per share. The Reporting Person paid the exercise price on a cashless basis, resulting in the issuer's withholding of 70,939 of the warrant shares to pay the exercise price and issuing to the Reporting Person the remaining 29,061 shares.
  3. Represents securities held by FEA Pratt Family holdings LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.