Filing Details
- Accession Number:
- 0001683168-23-003891
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-06-02 17:38:32
- Reporting Period:
- 2023-06-01
- Accepted Time:
- 2023-06-02 17:38:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1420520 | Atomera Inc | ATOM | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1680617 | J Robert Mears | C/O Atomera, Inc. 750 University Avenue, Suite 280 Los Gatos CA 95032 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-06-01 | 945 | $9.00 | 129,541 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-06-01 | 249 | $9.00 | 129,292 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-06-01 | 505 | $9.00 | 128,787 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-06-01 | 118 | $9.00 | 128,669 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-06-01 | 10,000 | $3.90 | 138,669 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-06-01 | 10,000 | $8.81 | 128,669 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-06-02 | 2,800 | $8.64 | 125,869 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2023-06-01 | 10,000 | $0.00 | 10,000 | $3.90 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 36,923 | 2019-06-01 | 2029-02-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,666 | Indirect | by Spouse |
Footnotes
- Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.
- This transaction is part of a 10b5-1 plan adopted on July 8, 2022 by the Reporting Person.
Billionaire Hedge Funds
