Filing Details

Accession Number:
0001209191-23-033446
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-06-01 18:46:33
Reporting Period:
2023-05-30
Accepted Time:
2023-06-01 18:46:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1724979 Rain Oncology Inc. RAIN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1178579 C Kevin Tang 4747 Executive Drive, Suite 210
San Diego CA 92121
No No Yes No
1191935 Tang Capital Partners Lp 4747 Executive Drive
Suite 210
San Diego CA 92121
No No Yes No
1232621 Tang Capital Management Llc 4747 Executive Drive
Suite 210
San Diego CA 92121
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-05-30 347,932 $1.05 3,000,000 No 4 P Indirect By LP
Common Stock Acquisiton 2023-05-30 200,000 $1.00 3,200,000 No 4 P Indirect By LP
Common Stock Acquisiton 2023-05-30 32,890 $1.06 3,232,890 No 4 P Indirect By LP
Common Stock Acquisiton 2023-05-30 2,016 $1.08 3,234,906 No 4 P Indirect By LP
Common Stock Acquisiton 2023-05-30 5,930 $1.06 3,240,836 No 4 P Indirect By LP
Common Stock Acquisiton 2023-05-31 161,180 $1.08 3,402,016 No 4 P Indirect By LP
Common Stock Acquisiton 2023-05-31 5,000 $1.10 3,407,016 No 4 P Indirect By LP
Common Stock Acquisiton 2023-06-01 92,984 $1.09 3,500,000 No 4 P Indirect By LP
Common Stock Acquisiton 2023-06-01 240,341 $1.12 3,740,341 No 4 P Indirect By LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By LP
No 4 P Indirect By LP
No 4 P Indirect By LP
No 4 P Indirect By LP
No 4 P Indirect By LP
No 4 P Indirect By LP
No 4 P Indirect By LP
No 4 P Indirect By LP
No 4 P Indirect By LP
Footnotes
  1. The prices reported are weighted-average prices. These shares were purchased in multiple transactions at prices ranging from $0.96 to $1.15. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the SEC staff, upon request, all information regarding the number of shares purchased at each price within the ranges set forth in Footnote 1, and Footnotes 3 through 10 herein.
  2. The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Mr. Tang has a pecuniary interest in the shares beneficially held by TCP.
  3. These shares were purchased in multiple transactions ranging from $0.96 to $1.03.
  4. These shares were purchased in multiple transactions ranging from $1.05 to $1.08.
  5. These shares were purchased in multiple transactions ranging from $1.075 to $1.08.
  6. These shares were purchased in multiple transactions ranging from $1.02 to $1.08.
  7. These shares were purchased in multiple transactions ranging from $1.04 to $1.10.
  8. These shares were purchased in one transaction at $1.10.
  9. These shares were purchased in multiple transactions ranging from $1.04 to $1.11.
  10. These shares were purchased in multiple transactions ranging from $1.10 to $1.12.