Filing Details
- Accession Number:
- 0001104659-23-067158
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-06-01 18:27:50
- Reporting Period:
- 2023-05-30
- Accepted Time:
- 2023-06-01 18:27:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1699838 | Confluent Inc. | CFLT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1617474 | Eric Vishria | 2965 Woodside Road Woodside CA 94062 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2023-05-30 | 50,000 | $30.07 | 1,503,212 | No | 4 | S | Indirect | See footnote |
Class A Common Stock | Disposition | 2023-05-31 | 115,000 | $0.00 | 1,388,212 | No | 4 | G | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | G | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 39,977 | Indirect | See footnote |
Footnotes
- Shares sold pursuant to a 10b5-1 trading plan adopted September 14, 2022.
- The shares were sold at prices ranging from $30.01 to $30.22. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Shares are held by entities controlled by the reporting person.
- Shares are held by Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII") who has sole voting and investment power over such shares. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and investment power over the securities held by BCMC VIII. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.