Home > Insider Trading > Filing (0000933430-23-000005)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
883107	Nanophase Technologies Corp	NANX	Perfumes, Cosmetics & Other Toilet Preparations (2844)	363687863

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
933430	T Bradford Whitmore	5215 Old Orchard Road Suite 620 Skokie IL 60077		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2023-05-30	8,200	$1.18	30,312,821	No	4	P	Direct
Common Stock	Acquisiton	2023-05-31	7,700	$1.18	30,320,521	No	4	P	Direct
Common Stock	Acquisiton	2023-06-01	500	$1.21	30,321,021	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	601,410	Indirect	By Grace Investments, LP
Common Stock	51,454	Indirect	By daughter

Footnotes

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.1125 to $1.20. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.15 to $1.20. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.1739 to $1.2226. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.
As manager of INV-GP, LLC, Grace Investments, LP's General Partner, Bradford T. Whitmore is an indirect beneficial owner of 601,410 shares of Common Stock.