Filing Details

Accession Number:
0000929638-23-001625
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-06-01 16:01:20
Reporting Period:
2023-05-30
Accepted Time:
2023-06-01 16:01:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1831868 Seastar Medical Holding Corp ICU Surgical & Medical Instruments & Apparatus (3841) 853681132
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1949950 Kevin Chung C/O Seastar Medical Holding Corporation
3513 Brighton Blvd., Suite 410
Denver CO 80216
Chief Medical Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share Acquisiton 2023-05-30 5,093 $0.47 60,675 No 4 P Direct
Common Stock, Par Value $0.0001 Per Share Acquisiton 2023-05-30 4,000 $0.48 64,675 No 4 P Direct
Common Stock, Par Value $0.0001 Per Share Acquisiton 2023-05-30 2,300 $0.48 66,975 No 4 P Direct
Common Stock, Par Value $0.0001 Per Share Acquisiton 2023-05-30 1,150 $0.48 68,125 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $1.84 2033-04-06 66,483 66,483 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2033-04-06 66,483 66,483 Direct
Footnotes
  1. Includes 44,322 shares of the Issuer's common stock subject to restricted stock units (RSUs), all of which will vest, subject to continued service, on April 6, 2024.
  2. All options reported herein will vest, subject to continued service, on the first anniversary of the date of grant.