Filing Details
- Accession Number:
- 0001437749-23-016339
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-06-01 13:15:55
- Reporting Period:
- 2023-05-30
- Accepted Time:
- 2023-06-01 13:15:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1832487 | Guerrilla Rf Inc. | GUER | Semiconductors & Related Devices (3674) | 853837067 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1892393 | Alan Mark Mason | 682 Inverness Drive Winston-Salem NC 27107 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-05-30 | 225 | $4.52 | 225 | No | 5 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | $0.00 | 12,500 | 12,500 | Direct | ||
Common Stock | Restricted Stock Unit | $0.00 | 2,758 | 2,758 | Direct | ||
Common Stock | Restricted Stock Unit | $0.00 | 2,167 | 2,167 | Direct | ||
Common Stock | Stock Option | $2.22 | 2029-09-11 | 24,618 | 24,618 | Direct | |
Common Stock | Stock Option | $3.18 | 2030-10-30 | 1,773 | 1,773 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
12,500 | 12,500 | Direct | |
2,758 | 2,758 | Direct | |
2,167 | 2,167 | Direct | |
2029-09-11 | 24,618 | 24,618 | Direct |
2030-10-30 | 1,773 | 1,773 | Direct |
Footnotes
- Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
- The restricted stock units vest as follows: (i) 4,167 on 1/1/2024; (ii) 4,167 on 1/1/2025; and (iii) 4,166 on 1/1/2026, in each case subject to the Reporting Person's continued service through the applicable vesting date.
- The restricted stock units vest as follows: (i) 919 on 7/22/2023; (ii) 919 on 7/22/2024; and (iii) 920 on 7/22/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
- The restricted stock units vest as follows: (i) 722 on 2/21/2023; (ii) 722 on 2/21/2024; and (iii) 723 on 2/21/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
- 18,464 of the shares subject to the option have vested, and the remaining shares vest on July 22, 2023, subject to the Reporting Person's continued service as of such vesting date.
- 1,182 of the shares subject to the option are vested, and the remaining shares vest on July 22, 2023, subject to the Reporting Person's continued service as of such vesting date.
- No expiration date.