Filing Details

Accession Number:
0001437749-23-016339
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-06-01 13:15:55
Reporting Period:
2023-05-30
Accepted Time:
2023-06-01 13:15:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1832487 Guerrilla Rf Inc. GUER Semiconductors & Related Devices (3674) 853837067
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1892393 Alan Mark Mason 682 Inverness Drive
Winston-Salem NC 27107
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-05-30 225 $4.52 225 No 5 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Unit $0.00 12,500 12,500 Direct
Common Stock Restricted Stock Unit $0.00 2,758 2,758 Direct
Common Stock Restricted Stock Unit $0.00 2,167 2,167 Direct
Common Stock Stock Option $2.22 2029-09-11 24,618 24,618 Direct
Common Stock Stock Option $3.18 2030-10-30 1,773 1,773 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
12,500 12,500 Direct
2,758 2,758 Direct
2,167 2,167 Direct
2029-09-11 24,618 24,618 Direct
2030-10-30 1,773 1,773 Direct
Footnotes
  1. Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
  2. The restricted stock units vest as follows: (i) 4,167 on 1/1/2024; (ii) 4,167 on 1/1/2025; and (iii) 4,166 on 1/1/2026, in each case subject to the Reporting Person's continued service through the applicable vesting date.
  3. The restricted stock units vest as follows: (i) 919 on 7/22/2023; (ii) 919 on 7/22/2024; and (iii) 920 on 7/22/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
  4. The restricted stock units vest as follows: (i) 722 on 2/21/2023; (ii) 722 on 2/21/2024; and (iii) 723 on 2/21/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
  5. 18,464 of the shares subject to the option have vested, and the remaining shares vest on July 22, 2023, subject to the Reporting Person's continued service as of such vesting date.
  6. 1,182 of the shares subject to the option are vested, and the remaining shares vest on July 22, 2023, subject to the Reporting Person's continued service as of such vesting date.
  7. No expiration date.