Filing Details
- Accession Number:
- 0001181431-11-039688
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-05 15:40:49
- Reporting Period:
- 2011-06-30
- Filing Date:
- 2011-07-05
- Accepted Time:
- 2011-07-05 15:40:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1370914 | Florida Bank Group Inc. | NONE | State Commercial Banks (6022) | 208732828 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1475415 | B. Charles Tomm | 201 N. Franklin Street Suite 100 Tampa FL 33602 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series C Convertible Preferred Stock | Acquisiton | 2011-06-30 | 16 | $1,000.00 | 0 | No | 4 | P | Direct | |
Series C Convertible Preferred Stock | Acquisiton | 2011-06-30 | 44 | $1,000.00 | 0 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrant (right to buy) | Acquisiton | 2011-06-30 | 20,000 | $0.01 | 20,000 | $0.01 |
Common Stock | Common Stock Warrant (right to buy) | Acquisiton | 2011-06-30 | 55,000 | $0.01 | 55,000 | $0.01 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,000 | 2011-06-30 | 2012-03-31 | No | 4 | J | Direct |
55,000 | 2011-06-30 | 2012-03-31 | No | 4 | J | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 51,288 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Options | $17.50 | 2008-12-31 | 2017-11-13 | 7,500 | 7,500 | Direct |
Common Stock | Options | $16.50 | 2008-12-31 | 2018-04-01 | 7,500 | 7,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-11-13 | 7,500 | 7,500 | Direct |
2018-04-01 | 7,500 | 7,500 | Direct |
Footnotes
- The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
- One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
- Held Jointly with Spouse
- The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
- Held Jointly with Spouse
- One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.