Filing Details
- Accession Number:
- 0001181431-11-039685
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-05 15:35:50
- Reporting Period:
- 2011-06-30
- Filing Date:
- 2011-07-05
- Accepted Time:
- 2011-07-05 15:35:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1370914 | Florida Bank Group Inc. | NONE | State Commercial Banks (6022) | 208732828 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1332988 | Scott D Luttrell | 201 N. Franklin Street Suite 100 Tampa FL 33602 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series C Convertible Preferred Stock | Acquisiton | 2011-06-30 | 66 | $1,000.00 | 0 | No | 4 | P | Indirect | By LCM Group Employee Profit Sharing Plan |
Series C Convertible Preferred Stock | Acquisiton | 2011-06-30 | 317 | $1,000.00 | 0 | No | 4 | P | Indirect | By 118 Capital Fund Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By LCM Group Employee Profit Sharing Plan |
No | 4 | P | Indirect | By 118 Capital Fund Inc. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrant (right to buy) | Acquisiton | 2011-06-30 | 82,500 | $0.01 | 82,500 | $0.01 |
Common Stock | Common Stock Warrant (right to buy) | Acquisiton | 2011-06-30 | 396,250 | $0.01 | 396,250 | $0.01 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
82,500 | 2011-06-30 | 2012-03-31 | No | 4 | J | Indirect |
396,250 | 2011-06-30 | 2012-03-31 | No | 4 | J | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 514,775 | Indirect | By 118 Capital Fund Inc. |
Common Stock | 508,502 | Indirect | By D. Scott Luttrell Living Trust Dated May 20, 1999 |
Common Stock | 62,832 | Indirect | By LCM Group Inc Employee Profit Sharing Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Options | $16.50 | 2008-12-31 | 2016-12-15 | 7,500 | 7,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-12-15 | 7,500 | 7,500 | Direct |
Footnotes
- The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
- The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
- One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
- One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.