Filing Details
- Accession Number:
- 0001509016-11-000017
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-05 15:33:43
- Reporting Period:
- 2011-07-01
- Filing Date:
- 2011-07-05
- Accepted Time:
- 2011-07-05 15:33:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 835324 | S Y Bancorp Inc | SYBT | State Commercial Banks (6022) | 611137529 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1509016 | Richard Northern | 1040 E. Main Street Louisville KY 40206 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-06-30 | 1,000 | $22.96 | 8,500 | No | 4 | I | Indirect | by 401k FBO Richard Northern |
| Common Stock | Acquisiton | 2011-07-01 | 4 | $23.39 | 628 | No | 4 | P | Indirect | Trust - Director Deferred Comp Plan |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | I | Indirect | by 401k FBO Richard Northern |
| No | 4 | P | Indirect | Trust - Director Deferred Comp Plan |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 485 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | $24.87 | 2012-01-18 | 2021-01-18 | 1,000 | 1,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-01-18 | 1,000 | 1,000 | Direct |
Billionaire Hedge Funds
