Filing Details
- Accession Number:
- 0001415889-23-008928
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-30 18:02:05
- Reporting Period:
- 2023-05-25
- Accepted Time:
- 2023-05-30 18:02:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1167419 | Riot Platforms Inc. | RIOT | Finance Services (6199) | 841553387 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1721702 | Jason Les | C/O Riot Platforms, Inc. 3855 Ambrosia Street, Suite 301 Castle Rock CO 80109 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-05-25 | 50,000 | $10.83 | 411,794 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2023-05-25 | 5,000 | $0.00 | 406,794 | No | 5 | G | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 5 | G | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,333,435 | Direct |
Footnotes
- These shares of the Issuer's Common Stock were sold in a series of multiple transactions at prices ranging from $10.79 to $10.94 per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- Shares held of record in trust by Jason M. Les, Trustee of The Jason M. Les Trust, dated March 8, 2021.
- The reported disposition represents a bona fide gift made by the Reporting Person.