Filing Details

Accession Number:
0001437749-23-016044
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-05-30 10:14:02
Reporting Period:
2023-05-25
Accepted Time:
2023-05-30 10:14:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1832487 Guerrilla Rf Inc. GUER Semiconductors & Related Devices (3674) 853837067
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1891781 Michael Ryan Pratt 5686 Green Dale Court
Summerfield NC 27358
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-05-25 43 $4.99 43 No 5 P Indirect Held by Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 P Indirect Held by Spouse
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 886,245 Direct
Common Stock 63,022 Indirect By Trust
Common Stock 63,022 Indirect By Trust
Common Stock 63,022 Indirect By Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Unit $0.00 767 767 Indirect
Common Stock Restricted Stock Unit $0.00 267 267 Indirect
Common Stock Restricted Stock Unit $0.00 25,000 25,000 Direct
Common Stock Restricted Stock Unit $0.00 25,000 25,000 Direct
Common Stock Restricted Stock Unit $0.00 4,167 4,167 Direct
Common Stock Stock Option $1.44 2026-10-26 1,477 1,477 Indirect
Common Stock Stock Option $1.92 2028-09-25 640 640 Indirect
Common Stock Stock Option $2.22 2029-09-11 1,477 1,477 Indirect
Common Stock Stock Option $3.18 2030-10-30 1,329 1,329 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
767 767 Indirect
267 267 Indirect
25,000 25,000 Direct
25,000 25,000 Direct
4,167 4,167 Direct
2026-10-26 1,477 1,477 Indirect
2028-09-25 640 640 Indirect
2029-09-11 1,477 1,477 Indirect
2030-10-30 1,329 1,329 Indirect
Footnotes
  1. Shares held of record by the 2021 Irrevocable Trust for Patrick Joseph Pratt u/a dated June 7, 2021, for the benefit of Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.
  2. Shares held of record by the 2021 Irrevocable Trust for Rachel Katherin Pratt u/a dated June 7, 2021, for the benefit of Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.
  3. Shares held of record by the 2021 Irrevocable Trust for Nikolas Ryan Pratt u/a dated June 7, 2021, for the benefit of Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.
  4. Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the unit.
  5. The restricted stock units vest as follows: (i) 8,333 on 1/1/2024; (ii) 8,333 on 1/1/2025; and (iii) 8,334 on 1/1/2026, in each case subject to the Reporting Person's continued service through the applicable vesting date.
  6. The restricted stock units vest as follows: (i) 256 on 5/4/2023; (ii) 256 on 5/4/2024; and (iii) 255 on 5/4/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
  7. The restricted stock units vest as follows: (i) 89 on 2/21/2023; (ii) 89 on 2/21/2024; and (iii) 89 on 2/21/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
  8. The restricted stock units vest as follows: (i) 8,333 on 1/1/2023; (ii) 8,333 on 1/1/2024; and (iii) 8,334 on 1/1/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
  9. The restricted stock units vest as follows: (i) 1,389 on 1/1/2023; (ii) 1,389 on 1/1/2024; and (iii) 1,389 on 1/1/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
  10. No expiration date.
  11. The shares subject to the option are fully vested and exercisable.