Filing Details
- Accession Number:
- 0001437749-23-016044
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-30 10:14:02
- Reporting Period:
- 2023-05-25
- Accepted Time:
- 2023-05-30 10:14:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1832487 | Guerrilla Rf Inc. | GUER | Semiconductors & Related Devices (3674) | 853837067 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1891781 | Michael Ryan Pratt | 5686 Green Dale Court Summerfield NC 27358 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-05-25 | 43 | $4.99 | 43 | No | 5 | P | Indirect | Held by Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | P | Indirect | Held by Spouse |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 886,245 | Direct | |
Common Stock | 63,022 | Indirect | By Trust |
Common Stock | 63,022 | Indirect | By Trust |
Common Stock | 63,022 | Indirect | By Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | $0.00 | 767 | 767 | Indirect | ||
Common Stock | Restricted Stock Unit | $0.00 | 267 | 267 | Indirect | ||
Common Stock | Restricted Stock Unit | $0.00 | 25,000 | 25,000 | Direct | ||
Common Stock | Restricted Stock Unit | $0.00 | 25,000 | 25,000 | Direct | ||
Common Stock | Restricted Stock Unit | $0.00 | 4,167 | 4,167 | Direct | ||
Common Stock | Stock Option | $1.44 | 2026-10-26 | 1,477 | 1,477 | Indirect | |
Common Stock | Stock Option | $1.92 | 2028-09-25 | 640 | 640 | Indirect | |
Common Stock | Stock Option | $2.22 | 2029-09-11 | 1,477 | 1,477 | Indirect | |
Common Stock | Stock Option | $3.18 | 2030-10-30 | 1,329 | 1,329 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
767 | 767 | Indirect | |
267 | 267 | Indirect | |
25,000 | 25,000 | Direct | |
25,000 | 25,000 | Direct | |
4,167 | 4,167 | Direct | |
2026-10-26 | 1,477 | 1,477 | Indirect |
2028-09-25 | 640 | 640 | Indirect |
2029-09-11 | 1,477 | 1,477 | Indirect |
2030-10-30 | 1,329 | 1,329 | Indirect |
Footnotes
- Shares held of record by the 2021 Irrevocable Trust for Patrick Joseph Pratt u/a dated June 7, 2021, for the benefit of Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.
- Shares held of record by the 2021 Irrevocable Trust for Rachel Katherin Pratt u/a dated June 7, 2021, for the benefit of Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.
- Shares held of record by the 2021 Irrevocable Trust for Nikolas Ryan Pratt u/a dated June 7, 2021, for the benefit of Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.
- Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the unit.
- The restricted stock units vest as follows: (i) 8,333 on 1/1/2024; (ii) 8,333 on 1/1/2025; and (iii) 8,334 on 1/1/2026, in each case subject to the Reporting Person's continued service through the applicable vesting date.
- The restricted stock units vest as follows: (i) 256 on 5/4/2023; (ii) 256 on 5/4/2024; and (iii) 255 on 5/4/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
- The restricted stock units vest as follows: (i) 89 on 2/21/2023; (ii) 89 on 2/21/2024; and (iii) 89 on 2/21/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
- The restricted stock units vest as follows: (i) 8,333 on 1/1/2023; (ii) 8,333 on 1/1/2024; and (iii) 8,334 on 1/1/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
- The restricted stock units vest as follows: (i) 1,389 on 1/1/2023; (ii) 1,389 on 1/1/2024; and (iii) 1,389 on 1/1/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.
- No expiration date.
- The shares subject to the option are fully vested and exercisable.