Filing Details

Accession Number:
0001104659-23-065594
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-05-26 21:20:11
Reporting Period:
2023-05-24
Accepted Time:
2023-05-26 21:20:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1552198 Whitehorse Finance Inc. WHF () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1050047 John Bolduc C/O Whitehorse Finance, Inc.
1450 Brickell Avenue, 31St Floor
Miami FL 33131
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2023-05-24 4,300 $11.56 213,625 No 4 P Indirect See Footnote
Common Stock, Par Value $0.001 Per Share Acquisiton 2023-05-24 4,300 $11.55 210,370 No 4 P Indirect See Footnote
Common Stock, Par Value $0.001 Per Share Acquisiton 2023-05-25 4,385 $11.40 218,010 No 4 P Indirect See Footnote
Common Stock, Par Value $0.001 Per Share Acquisiton 2023-05-25 4,385 $11.40 214,755 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Footnotes
  1. Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein.
  2. Mr. Bolduc is a member of Bolduc Investments X, LLC, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Investments X, LLC, except to the extent of his pecuniary interest therein.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.40 to $11.60, inclusive. Mr. Bolduc undertakes to provide to WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnotes (3) and (4) to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.40 to $11.60, inclusive.