Filing Details
- Accession Number:
- 0001104659-23-065585
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-26 20:00:20
- Reporting Period:
- 2023-05-24
- Accepted Time:
- 2023-05-26 20:00:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1534254 | Cion Investment Corp | CION | () | 453058280 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1681896 | A. Gregg Bresner | C/O Cion Investment Corp 100 Park Avenue, 25Th Floor New York NY 10017 | President & Cio | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value | Acquisiton | 2023-05-24 | 1,000 | $9.91 | 41,099 | No | 4 | P | Indirect | See Footnote |
Common Stock, $0.001 Par Value | Acquisiton | 2023-05-25 | 1,000 | $9.81 | 42,099 | No | 4 | P | Indirect | See Footnote |
Common Stock, $0.001 Par Value | Acquisiton | 2023-05-26 | 2,000 | $9.90 | 44,099 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Direct |
Footnotes
- Includes 6,500 shares of which certain investment retirement accounts are the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the shares held by the investment retirement accounts.
- Purchase by an IRA of the Reporting Person.
- Includes 7,500 shares of which certain investment retirement accounts are the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the shares held by the investment retirement accounts.
- Includes two purchases by two IRAs of the Reporting Person at the same price.