Filing Details
- Accession Number:
- 0001213900-23-043618
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-26 17:51:01
- Reporting Period:
- 2023-05-25
- Accepted Time:
- 2023-05-26 17:51:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
12239 | Dominari Holdings Inc. | DOMH | Pharmaceutical Preparations (2834) | 520849320 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1856536 | Michael Kyle Wool | 725 5Th Avenue, 22Nd Floor New York NY 10022 | Yes | No | No | No | |
1933417 | Soo Yu | 725 5Th Avenue, 22Nd Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-05-18 | 58 | $2.54 | 278,850 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,477 | Indirect | Catatonk Creek LLC |
Common Stock | 1,476 | Indirect | Tioga 22 LLC |
Common Stock | 3,559 | Indirect | Wool c/f Alison Cottone UTMA/NY Age 18 |
Common Stock | 1,477 | Indirect | Dongam, LLC |
Footnotes
- Of the 278,850 shares reported as beneficially owned directly, 196,568 shares are beneficially owned directly by Mr. Wool and 84,224 shares are beneficially owned directly by Ms. Yu.
- Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC.
- Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old.
- Ms. Yu is the sole member of Dongam, LLC.