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Filing Details

Accession Number:: 0001016281-23-000080
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-05-25 18:04:29
Reporting Period:: 2023-05-23

Accepted Time:: 2023-05-25 18:04:29
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1016281	Carriage Services Inc	CSV	Services-Personal Services (7200)	760423828

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1557459	Donald Paul Elliott	3040 Post Oak Blvd. Suite 300 Houston TX 77056		No	No	No	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2023-05-23	17,300	$20.06	51,173	No	4	M	Direct
Common Stock	Disposition	2023-05-23	13,388	$27.43	37,785	No	4	F	Direct
Common Stock	Disposition	2023-05-23	3,894	$27.78	33,891	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options	Disposition	2023-05-23	17,300	$20.06	17,300	$20.06

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2026-02-23	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	6,029	Indirect	Joint with spouse

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options	$32.69	2033-02-22	16,200	16,200	Direct
Common Stock	Stock Options	$49.48	2032-02-23	25,000	25,000	Direct
Common Stock	Performance Award	$0.00	2024-12-31	45,255	45,255	Direct
Common Stock	Stock Options	$34.79	2031-02-17	50,000	50,000	Direct
Common Stock	Stock Options	$25.43	2028-02-14	16,610	16,610	Direct
Common Stock	Stock Options	$26.54	2027-03-21	38,600	38,600	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2033-02-22	16,200	16,200	Direct
2032-02-23	25,000	25,000	Direct
2024-12-31	45,255	45,255	Direct
2031-02-17	50,000	50,000	Direct
2028-02-14	16,610	16,610	Direct
2027-03-21	38,600	38,600	Direct

Footnotes

Represents shares withheld on 5/23/2023 to cover the option price and taxes associated with the exercise of stock options.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.60 to $27.94, inclusive. The reporting person undertakes to provide to theIssuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price.
Stock Options granted on 2/23/2016 pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested in equal increments each year over five years beginning 2/23/2017. 17,300 options were exercised on 5/23/2023.
Stock Options granted on 2/22/2023 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over three years beginning 2/22/2024.
Stock Options granted on 2/23/2022 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over seven years beginning 2/23/2023.
Represents maximum number of performance awards, payable in shares on December 31, 2024 granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2024 provided that the Company's common stock reaches one of five pre-determined targets for a sustained period beginning on the grant date and ending on December 31, 2024.
Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over five years beginning 2/17/2022.
Stock Options granted on 2/14/2018 pursuant to the Carriage Services, Inc. 2017 Omnibus Plan which vested in equal increments each year over five years beginning 2/14/2019.
Stock Options granted on 3/21/2017 pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested in equal increments each year over five years beginning 3/21/2018.